Other Information
−Removed: On May 23, 2023 , Evan Bakst , a Director of the Company, entered into a written plan for the sale of an aggregate 8,700 shares of common stock.
−Removed: The plan is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c) under the Exchange Act, and is scheduled to terminate no later than September 15, 2023 .
−Removed: On June 13, 2023 , Patrick S.
−Removed: Miles , the Company's Chief Executive Officer , entered into a written plan for the sale of an aggregate 359,375 shares of common stock.
−Removed: The plan is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c) under the Exchange Act, and is scheduled to terminate no later than June 13, 2024 .
−Removed: On June 14, 2023 , J.
−Removed: Todd Koning , the Company's Chief Financial Officer , entered into a written plan for the sale of an aggregate 92,832 shares of common stock.
−Removed: The plan is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c) under the Exchange Act, and is scheduled to terminate no later than June 14, 2024 .
+Added: A written plan entered into by Evan Bakst , a Director of the Company, on May 23, 2023 for the sale of an aggregate 8,700 shares of common stock terminated in accordance with the plan term on September 15, 2023 .
+Added: The plan was intended to satisfy the affirmative defense conditions of Rule 10b5-1(c) under the Exchange Act.
+Added: On September 14, 2023 , David P.
+Added: Sponsel , the Company's Executive Vice President , Sales, entered into a written plan for the sale of up to 104,680 shares of common stock.
+Added: The number of shares of common stock to potentially be sold pursuant to this written plan will depend on the terms of current unvested equity compensation awards granted to Mr.
+Added: Sponsel and the Company’s achievement relative to applicable performance measures for such current unvested equity compensation awards.
+Added: In addition, the actual number of shares that will be released to Mr.
+Added: Sponsel in connection with these awards and sold under Rule 10b5-1(c) will be net of the number of shares withheld to satisfy tax withholding obligations arising from the vesting of such shares and is not yet determinable.
+Added: The plan is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c) under the Exchange Act, and is scheduled to terminate no later than November 29, 2024 .
+Added: On September 11, 2023 , Craig E.
+Added: Hunsaker , the Company's Executive Vice President , People and Culture, entered into a written plan for the sale of shares of common stock.
+Added: The number of shares of common stock to potentially be sold pursuant to this written plan is intended to satisfy tax withholding obligations arising from the vesting of such shares and is not yet determinable.
+Added: The plan is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c) under the Exchange Act, and is scheduled to terminate no later than March 28, 2024 .
+Added: On August 10, 2023 , Scott Lish , the Company's Senior Vice President , Research & Development, modified a written plan for the sale of up to 97,585 shares of common stock.
+Added: The number of shares of common stock to potentially be sold pursuant to this written plan will depend on the terms of current unvested equity compensation awards granted to Mr.
+Added: Lish and the Company’s achievement relative to applicable performance measures for such current unvested equity compensation awards.
+Added: In addition, the actual number of shares that will be released to Mr.
+Added: Lish in connection with these awards and sold under Rule 10b5-1(c) will be net of the number of shares withheld to satisfy tax withholding obligations arising from the vesting of such shares and is not yet determinable.
+Added: The plan is intended to satisfy the affirmative defense conditions of Rule 10b5-1 (c) under the Exchange Act, and is scheduled to terminate no later than March 7, 2025 .
+Added: On August 10, 2023 , Beth Altman , a Director of the Company, terminated a written plan for the sale of an aggregate 12,742 shares of common stock.
+Added: The plan was intended to satisfy the affirmative defense conditions of Rule 10b5-1 (c) under the Exchange Act.
Number Exhibit Description
−Removed: Third Amendment to the Alphatec Holdings, Inc.
−Removed: 2007 Employee Stock Purchase Plan (1)
−Removed: Fifth Amendment to the Alphatec Holdings, Inc.
−Removed: 2016 Equity Incentive Plan (2)
Certification of Principal Executive Officer Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002.
2 unchanged sentences
The following materials from the Alphatec Holdings, Inc.
−Removed: Quarterly Report on Form 10-Q for the three and six months ended June 30, 2023, formatted in iXBRL (Inline eXtensible Business Reporting Language):
−Removed: (i) Condensed Consolidated Balance Sheets (Unaudited) as of June 30, 2023 and December 31, 2022, (ii) Condensed Consolidated Statements of Operations (Unaudited) for the Three and Six Months Ended June 30, 2023 and 2022, (iii) Condensed Consolidated Statements of Comprehensive Loss (Unaudited) for the Three and Six Months Ended June 30, 2023 and 2022, (iv) Condensed Consolidated Statements of Stockholders’
−Removed: (Deficit) Equity (Unaudited) for the Three and Six Months Ended June 30, 2023 and 2022, (v) Condensed Consolidated Statements of Cash Flows (Unaudited) for the Six Months Ended June 30, 2023 and 2022, and (vi) Notes to Condensed Consolidated Financial Statements (Unaudited).
+Added: Quarterly Report on Form 10-Q for the three and nine months ended September 30, 2023, formatted in iXBRL (Inline eXtensible Business Reporting Language):
+Added: (i) Condensed Consolidated Balance Sheets (Unaudited) as of September 30, 2023 and December 31, 2022, (ii) Condensed Consolidated Statements of Operations (Unaudited) for the Three and Nine Months Ended September 30, 2023 and 2022, (iii) Condensed Consolidated Statements of Comprehensive Loss (Unaudited) for the Three and Nine Months Ended September 30, 2023 and 2022, (iv) Condensed Consolidated Statements of Stockholders’
+Added: (Deficit) Equity (Unaudited) for the Three and Nine Months Ended September 30, 2023 and 2022, (v) Condensed Consolidated Statements of Cash Flows (Unaudited) for the Nine Months Ended September 30, 2023 and 2022, and (vi) Notes to Condensed Consolidated Financial Statements (Unaudited).
Cover Page Interactive Data File (formatted as Inline XBRL and contained in Exhibit 101.INS)
−Removed: (1) Incorporated by reference to Exhibit 10.1 to our Current Report on Form 8-K filed with the SEC on June 15, 2023.
−Removed: (2) Incorporated by reference to Exhibit 10.2 to our Current Report on Form 8-K filed with the SEC on June 15, 2023.
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.
5 unchanged sentences
(principal financial officer and principal accounting officer)
−Removed: August 3, 2023
+Added: November 6, 2023
Compared sentence by sentence after normalising whitespace, quotation marks, case and digits, so re-formatting and restated figures do not read as changed language. Wording changes appear as one removal and one addition. The current filing and the prior one are authoritative.