ASTROTECH Corp 10-Q

ITEM 5. OTHER INFORMATION None. 27 ITEM 6. EXHIBITS The following exhibits are filed herewith: Exhibit No. Description Incorporation by Reference 4.1 Form of Placement Agent’s Warrant Exhibit 4.1 to Form 8-K filed on February 16, 2021. 10.1 Form of Securities Purchase Agreement Exhibit 10.1 to Form 8-K filed on February 16, 2021. 10.2 Letter of Agreement, dated March 24, 2021 Exhibit 10.1 to Form 8-K filed on March 30, 2021. 31.1 Certification of Chief Executive Officer pursuant to Rule 13a-14(a) of the Securities Exchange Act of 1934. Filed herewith. 31.2 Certification of Chief Financial Officer pursuant to Rule 13a-14(a) of the Securities Exchange Act of 1934. Filed herewith. 32.1 Certification pursuant to Rule 13a-14(b) of the Securities Exchange Act of 1934. Filed herewith. 101 The following financial information from the Company’s Quarterly Report on Form 10-Q, for the period ended March 31, 2021 formatted in eXtensible Business Reporting Language: (i) Unaudited Condensed Consolidated Balance Sheets, (ii) Unaudited Condensed Consolidated Statements of Operations, (iii) Unaudited Condensed Consolidated Statements of Cash Flows, (iv) Notes to Unaudited Condensed Consolidated Financial Statements. Filed herewith. Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized. Astrotech Corporation Date: May 14, 2021 /s/ Eric Stober Eric Stober Chief Financial Officer and Principal Accounting Officer 28