Item 5. Other Information
ITEM 5. OTHER INFORMATION
None.
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ITEM 6. EXHIBITS
The following exhibits are filed herewith:
Exhibit No.
Description
Incorporation by Reference
3.1
Certificate of Amendment to the Certificate of Incorporation of Astrotech Corporation.
Exhibit 3.1 to Form 8-K filed on July 1, 2020.
10.1
Omnibus Amendment to Promissory Notes, dated August 24, 2020.
Exhibit 10.1 to Form 8-K filed on August 25, 2020.
10.2
Acknowledgment, Consent and Affirmation of Guarantors, dated August 24, 2020.
Exhibit 10.2 to Form 8-K filed on August 25, 2020.
10.3
Omnibus Amendment to Security Agreements, dated August 24, 2020, by and among the Company, certain of the Company’s subsidiaries and Thomas B. Pickens III.
Exhibit 10.3 to Form 8-K filed on August 25, 2020.
10.4
Omnibus Amendment to Subsidiary Guarantees, dated August 24, 2020, made by certain of the Company’s subsidiaries in favor of Thomas B. Pickens III.
Exhibit 10.4 to Form 8-K filed on August 25, 2020.
31.1
Certification of Chief Executive Officer pursuant to Rule 13a-14(a) of the Securities Exchange Act of 1934.
Filed herewith.
31.2
Certification of Chief Financial Officer pursuant to Rule 13a-14(a) of the Securities Exchange Act of 1934.
Filed herewith.
32.1
Certification pursuant to Rule 13a-14(b) of the Securities Exchange Act of 1934.
Filed herewith.
101
The following financial information from the Company’s Quarterly Report on Form 10-Q, for the period ended September 30, 2020 formatted in eXtensible Business Reporting Language: (i) Unaudited Condensed Consolidated Balance Sheets, (ii) Unaudited Condensed Consolidated Statements of Operations, (iii) Unaudited Condensed Consolidated Statements of Cash Flows, (iv) Notes to Unaudited Condensed Consolidated Financial Statements.
Filed herewith.
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.
Astrotech Corporation
Date: November 13, 2020
/s/ Eric Stober
Eric Stober
Chief Financial Officer and Principal Accounting Officer
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Text extracted from the filing as submitted to EDGAR. Formatting, tables and exhibits are simplified for reading; the original document is authoritative for anything you rely on.