Other Information
+Added: During the second quarter of 2023, certain of our directors and officers (as defined in Rule 16a-1(f) under the Securities Exchange Act of 1934, as amended (the “Exchange Act”)) entered into contracts, instructions or written plans for the purchase or sale of our securities that are intended to satisfy the conditions specified in Rule 10b5-1(c) under the Exchange Act for an affirmative defense against liability for trading in securities on the basis of material nonpublic information.
+Added: We refer to these contracts, instructions, and written plans as “Trading Plans” and each one as a “Trading Plan.”
+Added: The following table sets forth the material terms of these Trading Plans:
+Added: Director/Officer
+Added: Action & Date of Action
+Added: Commencement of Trading Period
+Added: Scheduled Termination of Trading Period (1)
+Added: Security Covered
+Added: Maximum Number of Securities to be Purchased or Sold Pursuant to the Rule 10b5-1 Trading Plan (2)
+Added: Covers Purchase or Sale?
+Added: Nipul Patel , Chief Financial Officer
+Added: Adoption May 15, 2023
+Added: August 14, 2023
+Added: Tyson Hottinger , Chief Legal Officer
+Added: Adoption May 31, 2023
+Added: September 1, 2023
+Added: August 28, 2024
+Added: (1) The plans are subject to earlier termination under certain circumstances specified in the plans, including upon the sale or purchase (as applicable) of all shares subject to the plan and upon either party to a plan giving notice of termination within the time prescribed under the plan.
+Added: (2) Subject to adjustments for stock splits, stock combinations, stock dividends and other similar changes to our common stock.
Number Exhibit Description Form Date No.
5 unchanged sentences
8-K 8/11/2021 3.1
−Removed: 10.1* Amendment No.
−Removed: 3, dated March 2, 2023, to the credit agreement by and among Array Tech, Inc.
−Removed: (f/k/a Array Technologies, Inc.), as borrower, ATI Investment Sub, Inc.
−Removed: as guarantor, Goldman Sachs Bank USA, as administrative agent and collateral agent, and the lenders from time to time party thereto
31.1* Certification of the Chief Executive Officer, as required by Section 302 of the Sarbanes- Oxley Act of 2002 (18 U.S.C.
31.2* Certification of the Chief Financial Officer, as required by Section 302 of the Sarbanes- Oxley Act of 2002 (18 U.S.C.
+Added: Number Exhibit Description Form Date No.
32.1** Certification of the Chief Executive Officer, as required by Section 906 of the Sarbanes-Oxley Act of 2002 (18 U.S.C.
32.2** Certification of the Chief Financial Officer, as required by Section 906 of the Sarbanes-Oxley Act of 2002 (18 U.S.C.
−Removed: Number Exhibit Description Form Date No.
101.INS XBRL Instance Document – the instance document does not appear in the Interactive Data file because its XBRL tags are embedded within the Inline XBRL document
10 unchanged sentences
Hostetler Date:
+Added: August 8, 2023
Chief Executive Officer
/s/ Nipul Patel Date:
+Added: August 8, 2023
Chief Financial Officer
Compared sentence by sentence after normalising whitespace, quotation marks, case and digits, so re-formatting and restated figures do not read as changed language. Wording changes appear as one removal and one addition. The current filing and the prior one are authoritative.