Arlo Technologies, Inc. 10-Q

Item 5. Other Information Trading Arrangements During the quarter ended July 2, 2023, our directors and officers (as defined in Rule 16a-1(f) under the Exchange Act) adopted or terminated the contracts, instructions or written plans for the purchase or sale of Arlo's securities set forth in the table below: Type of Trading Arrangement Name and Position Action Date Rule 10b5-1 (1) Non-Rule 10b5-1 (2) Total Shares to be Sold Expiration Date Matthew McRae , Chief Executive Officer Adoption May 31, 2023 (3) X 577,014 September 15, 2023 _________________________ (1) Contract, instruction or written plan intended to satisfy the affirmative defense conditions of Rule 10b5-1(c) under the Exchange Act. (2) “Non-Rule 10b5-1 trading arrangement” as defined in Item 408(c) of Regulation S-K under the Exchange Act. (3) Adopted for personal tax planning purposes. 34 Table of Contents Item 6. Exhibits Exhibit Index Incorporated by Reference Exhibit Number Exhibit Description Form Date Number Filed Herewith 3.1 Amended and Restated Certificate of Incorporation of Arlo Technologies, Inc. 8-K 8/7/2018 3.1 3.2 Amended and Restated Bylaws of Arlo Technologies, Inc. 8-K 8/7/2018 3.2 4.1 Common Stock Certificate of Arlo Technologies, Inc. S-1/A 7/23/2018 4.1 31.1 Rule 13a-14(a)/15d-14(a) Certification of Principal Executive Officer X 31.2 Rule 13a-14(a)/15d-14(a) Certification of Principal Financial Officer X 32.1 # Section 1350 Certification of Principal Executive Officer X 32.2 # Section 1350 Certification of Principal Financial Officer X 101.INS Inline XBRL Instance Document - the instance document does not appear in the Interactive Data File because its XBRL tags are embedded within the Inline XBRL document. X 101.SCH Inline XBRL Taxonomy Extension Schema Document X 101.CAL Inline XBRL Taxonomy Extension Calculation Linkbase Document X 101.DEF Inline XBRL Taxonomy Extension Definition Linkbase Document X 101.LAB Inline XBRL Taxonomy Extension Label Linkbase Document X 101.PRE Inline XBRL Taxonomy Extension Presentation Linkbase Document X 104 Cover Page Interactive Data File (formatted as Inline XBRL and contained in Exhibit 101) X # This certification is deemed to accompany this Quarterly Report on Form 10-Q and will not be filed for purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”) or otherwise subject to the liabilities of that section. This certification will not be deemed incorporated by reference in any filing under the Securities Act of 1933, as amended, or the Exchange Act, except to the extent that the registrant specifically incorporates it by reference. 35 Table of Contents SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized. ARLO TECHNOLOGIES, INC. Registrant /s/ MATTHEW MCRAE Matthew McRae Chief Executive Officer (Principal Executive Officer) /s/ KURTIS BINDER Kurtis Binder Chief Financial Officer (Principal Financial and Accounting Officer) Date: August 10, 2023 36