Item 5. Other Information
Item 5. Other Information
No officers or directors of the Sponsor have adopted , modified or terminated trading plans under either a Rule 10b5-1 or non-Rule 10b5-1 trading arrangement (as such terms are defined in Item 408 of Regulation S-K of the Securities Act) for the quarter ended June 30, 2026.
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Item 6. Exhibits.
Listed below are the exhibits, which are filed as part of this quarterly report on Form 10-Q (according to the number assigned to them in Item 601 of Regulation S-K):
Exhibit
Number Description of Document
3.1(2) Trust Agreement of ARK 21Shares Bitcoin ETF.
3.2(3) Amended and Restated Trust Agreement.
3.3(2) Certificate of Trust.
31.1(1) Certification by Principal Executive Officer Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002.
31.2(1) Certification by Principal Financial Officer Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002.
32.1(1) Certification by Principal Executive Officer Pursuant to 18 U.S.C. Section 1350, as Adopted Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002.
32.2(1) Certification by Principal Financial Officer Pursuant to 18 U.S.C. Section 1350, as Adopted Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002.
101.INS XBRL Instance Document.
101.SCH XBRL Taxonomy Extension Schema Document.
101.CAL XBRL Taxonomy Extension Calculation Linkbase Document.
101.DEF XBRL Taxonomy Extension Definition Linkbase Document.
101.LAB XBRL Taxonomy Extension Label Linkbase Document.
101.PRE XBRL Taxonomy Extension Presentation Linkbase Document.
104 Cover Page Interactive Data File (formatted as Inline XBRL and contained in Exhibit 101)
(1) Filed herewith.
(2) Incorporated by reference to the Trust’s Amendment No. 4 to Registration Statement on Form S-1, filed on December 18, 2023.
(3) Incorporated by reference to the Trust’s Quarterly Report on Form 10-Q, filed on May 8, 2026.
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SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.
ARK 21Shares Bitcoin ETF
By: 21Shares US LLC, its Sponsor
By: /s/ Russell Barlow
Russell Barlow
Chief Executive Officer
(Principal Executive Officer)
Date: August 6, 2026
By: /s/ Duncan Moir
Duncan Moir
President (Principal Financial Officer and Principal Accounting Officer)
Date: August 6, 2026
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Text extracted from the filing as submitted to EDGAR. Formatting, tables and exhibits are simplified for reading; the original document is authoritative for anything you rely on.