1 unchanged sentence
Trading Plans
−Removed: During the three months ended June 30, 2023, our Section 16 officers and directors adopted or terminated contracts, instructions or written plans for the purchase or sale of our securities as noted below:
+Added: During the three months ended September 30, 2023, our Section 16 officers and directors adopted or terminated contracts, instructions or written plans for the purchase or sale of our securities as noted below:
Action Date Trading Arrangement Total Shares to be Sold Expiration Date
Rule 10b5-1* Non-Rule 10b5-1**
−Removed: David Rosenbaum , Chief Development Officer
−Removed: Adoption June 9, 2023 X 95,832 March 15, 2024
−Removed: *Intended to satisfy the affirmative defense of Rule 10b5-1(c)
−Removed: ** Not intended to satisfy the affirmative defense of Rule 10b5-1(c)
+Added: Justin Renz , Chief Financial and Operations Officer
+Added: Adoption September 12, 2023 X 225,000 December 29, 2023
+Added: *Intended to satisfy the affirmative defense conditions of Rule 10b5-1(c)
+Added: ** Not intended to satisfy the affirmative defense conditions of Rule 10b5-1(c)
Incorporated by Reference
Number Exhibit Description Form Date Number Filed
−Removed: 3.1 Certificate of Amendment to Amended and Restated Certificate of Incorporation of Ardelyx, Inc.
−Removed: 8-K 6/20/2023 3.1
+Added: 10.1 Third Amendment to Loan and Security Agreement, dated October 17, 2023, by and among the Company, SLR Investment Corp., as collateral agent, and the lenders party thereto.
+Added: 10/18/2023 10.1
31.1 Certification of Chief Executive Officer Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002.
2 unchanged sentences
101 The following financial statements, formatted in Inline Extensible Business Reporting Language (XBRL):
−Removed: (i) Condensed Balance Sheets as of June 30, 2023 and December 31, 2022, (ii) Condensed Statements of Operations and Comprehensive Loss for the three and six months ended June 30, 2023 and 2022, (iii) Condensed Statements of Cash Flows for the three and six months ended June 30, 2023 and 2022, and (iv) Notes to Unaudited Condensed Financial Statements.
+Added: (i) Condensed Balance Sheets as of September 30, 2023 and December 31, 2022, (ii) Condensed Statements of Operations and Comprehensive Income (Loss) for the three and nine months ended September 30, 2023 and 2022, (iii) Condensed Statements of Cash Flows for the three and nine months ended September 30, 2023 and 2022, and (iv) Notes to Unaudited Condensed Financial Statements.
104 Cover Page Interactive Data File, formatted in Inline XBRL and contained in Exhibit 101.
1 unchanged sentence
Ardelyx, Inc.
−Removed: August 2, 2023 By:
+Added: October 31, 2023 By:
/s/ Robert Felsch
3 unchanged sentences
Compared sentence by sentence after normalising whitespace, quotation marks, case and digits, so re-formatting and restated figures do not read as changed language. Wording changes appear as one removal and one addition. The current filing and the prior one are authoritative.