Unregistered Sales of Equity Securities and Use of Proceeds
−Removed: The following table provides information with respect to purchases made by the Company of its own stock during the third quarter of fiscal 2021:
−Removed: Period Total Number of Shares Purchased (a) Average Price Paid per Share Total Number of Shares Purchased as Part of Publicly Announced Plans or Programs (b) Maximum Number of Shares that May Yet Be Purchased under the Plans or Programs (b)
−Removed: August 30, 2020 to September 26, 2020 14,113 $ 20.93 — 2,063,596
−Removed: September 27, 2020 to October 24, 2020 419,388 25.62 412,214 1,651,382
−Removed: October 25, 2020 to November 28, 2020 208,649 25.74 208,323 1,443,059
+Added: The following table provides information with respect to purchases made by the Company of its own stock during the first quarter of fiscal 2022:
+Added: Period Total Number of Shares Purchased (a) (c) Average Price Paid per Share Total Number of Shares Purchased as Part of Publicly Announced Plans or Programs (b) Maximum Number of Shares that May Yet Be Purchased under the Plans or Programs (b)
+Added: February 28, 2021 to March 27, 2021 — $ — — 1,117,384
+Added: March 28, 2021 to April 24, 2021 202,369 35.82 201,000 916,384
+Added: April 25, 2021 to May 29, 2021 175,264 34.42 140,000 776,384
Total 377,633 $ 35.08 341,000 776,384
5 unchanged sentences
The repurchase program does not have an expiration date.
+Added: (c) This column includes 15,757 shares related to the stock purchase agreement between the Company and Joseph F.
+Added: Puishys dated May 26, 2021.
Restated Articles of Incorporation.
3 unchanged sentences
Amended and Restated Bylaws of Apogee Enterprises, Inc.
−Removed: (Incorporated by reference to Exhibit 3.1 to Registrant's Current Report on Form 8-K filed on July 3, 2018.)
−Removed: Transition Agreement between Apogee Enterprises, Inc.
+Added: Specimen Stock Certificate.
+Added: Stock Repurchase Agreement between Apogee Enterprises, Inc.
and Joseph F.
−Removed: Puishys, dated September 15, 2020.
−Removed: (Incorporated by reference to Exhibit 10.1 to the Registrant’s Current Report on Form 8-K filed on September 17, 2020)
−Removed: Amendment No.
−Removed: 2 to Third Amended and Restated Credit Agreement dated as of November 6, 2020, by and among Apogee Enterprises, Inc., as the Borrower, the Lenders referred to therein, Wells Fargo Bank, National Association, as Administrative Age nt, Swingline Lender and Issuing Lender, and U.S.
−Removed: Bank National Association, as Syndication Agent and Issuing Lender.
−Removed: (Incorporated by reference to Exhibit 10.1 to the Registrant’s Current Report on Form 8-K filed on November 10, 2020)
+Added: Puishys, dated May 26, 2021.
+Added: Form of Restricted Stock Agreement under the Apogee Enterprises, Inc.
+Added: 2019 Stock Incentive Plan (April 2021 Updates).
+Added: (Incorporated by reference to Exhibit 10.1 to Registrant’s Current Report on Form 8-K filed on April 26, 2021)
+Added: Form of Performance Award Agreement under the Apogee Enterprises, Inc.
+Added: 2019 Stock Incentive Plan.
+Added: (Incorporated by reference to Exhibit 10.2 to Registrant’s Current Report on Form 8-K filed on April 26, 2021)
+Added: Form of Executive Short-Term Incentive Plan Memorandum.
+Added: (Incorporated by reference to Exhibit 10.3 to Registrant’s Current Report on Form 8-K filed on April 26, 2021)
+Added: Executive Short-Term Incentive Plan Terms and Conditions.
+Added: (Incorporated by reference to Exhibit 10.4 to Registrant’s Current Report on Form 8-K filed on April 26, 2021)
Certification of Chief Executive Officer pursuant to Rule 13a-14(a) under the Securities Exchange Act of 1934.
4 unchanged sentences
Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002.
−Removed: 101 The following materials from Apogee Enterprises, Inc.’s Quarterly Report on Form 10-Q for the quarter ended November 28, 2020, formatted in iXBRL (Inline Extensible Business Reporting Language):
−Removed: (i) the Consolidated Balance Sheets as of November 28, 2020 and February 29, 2020, (ii) the Consolidated Results of Operations for the three- and nine-months ended November 28, 2020 and November 30, 2019, (iii) the Consolidated Statements of Comprehensive Earnings for the three- and nine-months ended November 28, 2020 and November 30, 2019, (iv) the Consolidated Statements of Cash Flows for the nine-months ended November 28, 2020 and November 30, 2019, (v) the Consolidated Statements of Shareholders' Equity for the nine-months ended November 28, 2020 and November 30, 2019, and (vi) Notes to Consolidated Financial Statements.
+Added: 101 The following materials from Apogee Enterprises, Inc.’s Quarterly Report on Form 10-Q for the quarter ended May 29, 2021, formatted in iXBRL (Inline Extensible Business Reporting Language):
+Added: (i) the Consolidated Balance Sheets as of May 29, 2021 and February 27, 2021, (ii) the Consolidated Results of Operations for the three-months ended May 29, 2021 and May 30, 2020, (iii) the Consolidated Statements of Comprehensive Earnings for the three-months ended May 29, 2021 and May 30, 2020, (iv) the Consolidated Statements of Cash Flows for the three-months ended May 29, 2021 and May 30, 2020, (v) the Consolidated Statements of Shareholders' Equity for the three-months ended May 29, 2021 and May 30, 2020, and (vi) Notes to Consolidated Financial Statements.
104 Cover Page Interactive Data File (formatted as iXBRL and contained in Exhibit 101)
+Added: Exhibits marked with a (#) sign are filed herewith.
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.
APOGEE ENTERPRISES, INC.
−Removed: January 7, 2021 By:
−Removed: President and Chief
−Removed: Executive Officer
+Added: July 1, 2021 By:
+Added: President and Chief Executive Officer
(Principal Executive Officer)
−Removed: January 7, 2021 By:
+Added: July 1, 2021 By:
/s/ Nisheet Gupta
Nisheet Gupta
−Removed: Executive Vice President and
−Removed: Chief Financial Officer (Principal Financial and
−Removed: Accounting Officer)
+Added: Executive Vice President and Chief Financial Officer (Principal Financial and Accounting Officer)
Compared sentence by sentence after normalising whitespace, quotation marks, case and digits, so re-formatting and restated figures do not read as changed language. Wording changes appear as one removal and one addition. The current filing and the prior one are authoritative.