Item 5. Other Information
ITEM 5. OTHER INFORMATION
Trading Plans or Rule 10b5-1 Trading Plans
The table below summarizes the material terms of trading arrangements adopted by any of our executive officers or directors during the March 2025 quarter. All of the trading arrangements listed below are intended to satisfy the affirmative defense of Rule 10b5-1 (c).
Name
Title
Date of Adoption
End Date ( 1)
Aggregate number of common shares to be sold pursuant to 10b5-1 trading agreements
Wenjun Li Chief Operating Officer February 11, 2025 October 31, 2025 16,733
So Yeon Jeong Independent Director
March 7, 2025 February 11, 2026 5,024
Claudia Chen Independent Director
March 12, 2025 March 10, 2026 4,844
Lucas Chang Independent Director
December 16, 2024 February 26, 2025 (2)
-
1. Each plan will expire on the earlier of the end date and the completion of all transactions under the trading arrangement.
2. As previously disclosed, this rule 10b5-1 trading arrangement’s original end date was April 7, 2025 and was terminated early on February 26, 2025 . No shares were sold under this arrangement.
45
ITEM 6. EXHIBITS
10.1 Calendar Year 2025 Executive Incentive Cash Bonus Plan
31.1 Certification of Chief Executive Officer pursuant to Securities Exchange Act Rules 13a-14(a) and 15d-14(a), as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002.
31.2 Certification of Chief Financial Officer pursuant to Securities Exchange Act Rules 13a-14(a) and 15d-14(a), as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002.
32.1 Certification of Chief Executive Officer pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002.
32.2 Certification of Chief Financial Officer pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002.
101.INS Inline XBRL Instance
101.SCH Inline XBRL Taxonomy Extension Schema
101.CAL Inline XBRL Taxonomy Extension Calculation
101.DEF Inline XBRL Taxonomy Extension Definition
101.LAB Inline XBRL Taxonomy Extension Labels
101.PRE Inline XBRL Taxonomy Extension Presentation
104 Cover Page Interactive Data File (formatted as inline XBRL and contained in Exhibit 101)
46
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
May 8, 2025
ALPHA AND OMEGA SEMICONDUCTOR LIMITED
By: /s/ YIFAN LIANG
Yifan Liang
Chief Financial Officer and Corporate Secretary
(Principal Financial Officer)
47
Text extracted from the filing as submitted to EDGAR. Formatting, tables and exhibits are simplified for reading; the original document is authoritative for anything you rely on.