1 unchanged sentence
Trading Plans or Rule 10b5-1 Trading Plans
−Removed: The table below summarizes the material terms of trading arrangements adopted by any of our executive officers or directors during the September 2024 quarter.
+Added: The table below summarizes the material terms of trading arrangements adopted by any of our executive officers or directors during the December 2024 quarter.
All of the trading arrangements listed below are intended to satisfy the affirmative defense of Rule 10b5-1 (c).
1 unchanged sentence
Aggregate number of shares common shares to be sold pursuant to 10b5-1 trading agreements
−Removed: September 5, 2024 September 2, 2025 5,623
+Added: Chang Chief Executive Officer December 13, 2024 July 31, 2025 17,371
Chief Financial Officer
−Removed: September 4, 2024 August 25, 2025 31,004
−Removed: Executive Vice President
−Removed: of Worldwide Sales and
−Removed: Business Development
−Removed: September 3, 2024 October 31, 2025 37,677
+Added: December 11, 2024 August 22, 2025 35,142
+Added: Lucas Chang Independent Director
+Added: December 16, 2024 April 7, 2025 13,124
+Added: Lucas Chang Independent Director
+Added: September 3, 2024 December 3, 2024 12,497 *
1 Each plan will expire on the earlier of the end date and the completion of all transactions under the trading arrangement.
+Added: *This rule 10b5-1 trading arrangement was inadvertently omitted in Item 5 of Part II of our Quarterly Report on Form 10-Q for the period ended September 30, 2024.
+Added: This plan was terminated on or about December 3, 2024 when all shares were sold under such plan.
+Added: 10.1 The Fo u rth Supplement to Non-Exclusive Distributor Agreement dated as of January 1, 2024 between Alpha & Omega Semiconductor (Hong Kong) Limited and Frontek Technology Corporation.
+Added: 10.2 Fifth Supplement to Distribution Agreement dated as of July 1, 2024 between Alpha & Omega Semiconductor (Hong Kong) Limited and Frontek Technology Corporation.
+Added: 10.3 Fourth Supplement to Distribution Agreement dated as of July 1, 2024 between Alpha & Omega Semiconductor (Hong Kong) Limited and Promate Electronic Co., Ltd..
31.1 Certification of Chief Executive Officer pursuant to Securities Exchange Act Rules 13a-14(a) and 15d-14(a), as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002.
12 unchanged sentences
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
−Removed: November 5, 2024
+Added: February 6, 2025
ALPHA AND OMEGA SEMICONDUCTOR LIMITED
3 unchanged sentences
Compared sentence by sentence after normalising whitespace, quotation marks, case and digits, so re-formatting and restated figures do not read as changed language. Wording changes appear as one removal and one addition. The current filing and the prior one are authoritative.