2 unchanged sentences
Although it is not possible to predict with certainty the outcome of these unresolved legal actions or the range of possible loss or recovery, we believe, based on past experience, adequate reserves and insurance availability, that these unresolved legal actions will not have a material effect on our financial position or results of operations.
−Removed: A more detailed discussion of certain of these matters appears in Note 16 of Notes to Consolidated Financial Statements.
+Added: A more detailed discussion of certain of these matters appears in Note 16, “Commitments and Contingencies” of Notes to the Consolidated Financial Statements.
ITEM 4 – MINE SAFETY DISCLOSURES
5 unchanged sentences
Vice President – North America Manufacturing 2011 to 2021
−Removed: Director - Operations 2007 to 2011
−Removed: Plant Manager 2006 to 2007
−Removed: DasGupta (56) Senior Vice President 2018 to Present
−Removed: President – A.
−Removed: Smith Holdings (Barbados) SRL 2018 to Present
−Removed: Vice President, Global Head Strategic Marketing;
−Removed: Global Head e-commerce;
−Removed: Global GM Flex & Signage Business Lines – OSRAM GmbH, Munich and Hong Kong (lighting manufacturer)
−Removed: Goodwin (66) Senior Vice President 2018 to Present
−Removed: President and General Manager – Lochinvar, LLC 2018 to Present
−Removed: Senior Vice President and General Manager – Lochinvar, LLC 2011 to 2017
−Removed: President – APCOM, a division of State Industries, LLC 1999 to 2011
+Added: Smith Officer and Management Positions 2006 to 2011
Heideman (56) Senior Vice President – Chief Technology Officer 2013 to Present
Senior Vice President – Engineering & Technology 2011 to 2012
−Removed: Senior Vice President – Corporate Technology 2010 to 2011
−Removed: Vice President – Corporate Technology 2007 to 2010
−Removed: Director – Materials 2005 to 2007
−Removed: Section Manager 2002 to 2005
+Added: Smith Officer and Management Positions 2002 to 2011
Samuel Karge (48) Senior Vice President 2018 to Present
1 unchanged sentence
Vice President, Sales and Marketing – Zurn Industries (water solutions manufacturer) 2016 to 2018
−Removed: Vice President & Platform Leader – Pentair Residential Filtration (water solutions manufacturer) 2012 to 2016
Kempken (50) Senior Vice President – Strategy and Corporate Development 2019 to Present
Vice President and Controller 2011 to 2019
−Removed: Positions Held Period Position Was Held
+Added: Parag Kulkarni (55) Senior Vice President, International;
+Added: President - A.
+Added: Smith India Water Products Private Limited 2022 to Present
+Added: Managing Director - A.
+Added: Smith India Water Products Private Limited 2015 to 2022
Lauber (60) Executive Vice President and Chief Financial Officer 2019 to Present
2 unchanged sentences
Smith Water Products Company 2006 to 2012
−Removed: Vice President – Global Finance – A.
−Removed: Smith Electrical Products Company 2004 to 2006
−Removed: Vice President and Controller – A.
−Removed: Smith Electrical Products Company 2001 to 2004
−Removed: Director of Audit and Tax 1999 to 2001
+Added: Smith Officer and Management Positions 1999 to 2006
+Added: O'Brien (54) Senior Vice President;
+Added: President - Lochinvar, LLC 2022 to Present
+Added: Chief Operating Officer – Lochinvar, LLC 2021 to 2022
+Added: Senior Vice President - Mitsubishi Electric Trane US 2015 to 2021
Petrarca (59) Senior Vice President - Human Resources and Public Affairs 2006 to Present
Vice President – Human Resources and Public Affairs 2005 to 2006
−Removed: Vice President – Human Resources – A.
−Removed: Smith Water Products Company 1999 to 2004
−Removed: Jack Qiu (49) Senior Vice President - A.
+Added: Smith Officer and Management Positions 1999 to 2005
+Added: Jack Qiu (50) Senior Vice President 2020 to Present
+Added: President - A.
Smith China 2020 to Present
1 unchanged sentence
Smith China 2012 to 2020
−Removed: General Manager of Residential Gas SBU - A.
−Removed: Smith China 2008 to 2012
−Removed: Deputy General Manager, Engineering - A.
−Removed: Smith China 2003 to 2008
−Removed: Engineering Manager - York (Guangzhou) Air Conditioner and Refrigeration Equipment, Co., Ltd.
+Added: Smith Officer and Management Positions 2003 to 2012
Melissa Scheppele (60) Senior Vice President - Chief Information Officer 2020 to Present
Vice President and Chief Information Officer - Triumph Group (aerospace and defense business) 2016 to 2020
−Removed: Vice President and Chief Information Officer - Ascend Performance Materials (specialty chemical manufacturer) 2013 to 2016
Stern (60) Executive Vice President, General Counsel and Secretary 2007 to Present
Partner – Foley & Lardner LLP 1997 to 2007
+Added: Positions Held Period Position Was Held
Warren (59) Senior Vice President 2017 to Present
1 unchanged sentence
Vice President – International 2008 to 2017
−Removed: Managing Director – A.
−Removed: Smith Water Products Company B.V.
−Removed: Director, Reliance Sales 2002 to 2004
−Removed: Regional Sales Manager 1999 to 2002
−Removed: District Sales Manager 1990 to 1996
−Removed: Sales Coordinator 1989 to 1990
−Removed: Positions Held Period Position Was Held
+Added: Smith Officer and Management Positions 1989 to 2008
Wheeler (63) Chairman 2020 to Present
3 unchanged sentences
President and General Manager – North America, India and Europe Water Heating 2013 to 2017
−Removed: Senior Vice President and General Manager – North America, India and Europe – A.
−Removed: Smith Water Products Company 2011 to 2012
−Removed: Senior Vice President and General Manager – U.S.
−Removed: Smith Water Products Company 2007 to 2011
−Removed: Vice President – International – A.
−Removed: Smith Water Products Company 2004 to 2007
−Removed: Managing Director – A.
−Removed: Smith Water Products Company B.V.
+Added: Smith Officer and Management Positions 1999 to 2013
Compared sentence by sentence after normalising whitespace, quotation marks, case and digits, so re-formatting and restated figures do not read as changed language. Wording changes appear as one removal and one addition. The current filing and the prior one are authoritative.