Other Information.
−Removed: Certification of Chief Executive Officer, pursuant to Section 302 of the Sarbanes-Oxley Act of 2002, dated September 8, 2020.
−Removed: Certification of Chief Financial Officer, pursuant to Section 302 of the Sarbanes-Oxley Act of 2002, dated September 8, 2020.
−Removed: Statement of Chief Executive Officer, pursuant to Section 1350 of Title 18 of the United States Code, dated September 8, 2020.
−Removed: Statement of Chief Financial Officer, pursuant to Section 1350 of Title 18 of the United States Code, dated September 8, 2020.
+Added: 10.1 Amendment to License Agreement between Certainty Therapeutics, Inc.
+Added: and The Wistar Institute of Anatomy and Biology.
+Added: (Certain information has been redacted in the marked portions of the exhibit.)
+Added: 10.2 Joint Development and Option Agreement, dated January 26, 2021, between the Company and The Cleveland Clinic Foundation.
+Added: (Certain information has been redacted in the marked portions of the exhibit.)
+Added: 31.1 Certification of Chief Executive Officer, pursuant to Section 302 of the Sarbanes-Oxley Act of 2002, dated March 11, 2021.
+Added: 31.2 Certification of Chief Financial Officer, pursuant to Section 302 of the Sarbanes-Oxley Act of 2002, dated March 11, 2021.
+Added: 32.1 Statement of Chief Executive Officer, pursuant to Section 1350 of Title 18 of the United States Code, dated March 11, 2021.
+Added: 32.2 Statement of Chief Financial Officer, pursuant to Section 1350 of Title 18 of the United States Code, dated March 11, 2021.
to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf
by the undersigned, thereunto duly authorized.
−Removed: BIOSCIENCES, INC.
−Removed: Chairman, President and
−Removed: Chief Executive Officer
−Removed: (Principal Executive Officer)
−Removed: Chief Operating Officer and
−Removed: Chief Financial Officer
−Removed: (Principal Financial and Accounting Officer)
+Added: ANIXA BIOSCIENCES, INC.
+Added: President and
+Added: Executive Officer
+Added: Executive Officer)
+Added: Operating Officer and
+Added: Financial Officer
+Added: Financial and Accounting
Compared sentence by sentence after normalising whitespace, quotation marks, case and digits, so re-formatting and restated figures do not read as changed language. Wording changes appear as one removal and one addition. The current filing and the prior one are authoritative.