Item 5. Other Information
ITEM 5.
OTHER INFORMATION
(a) None
(b) None
(c) On December 11, 2024 , Daniel P. McGahn , Chairman, President and Chief Executive Officer , adopted a Rule 10b5 - 1 trading arrangement that is intended to satisfy the affirmative defense of Rule 10b5 - 1 (c) for the sale of up to 183,319 shares of the Company’s common stock until the earlier of (i) June 20, 2025, or (ii) the date in which all shares under the trading arrangement are sold.
On December 11, 2024 , John W. Kosiba, Jr. , Senior Vice President, Chief Financial Officer and Treasurer , adopted a Rule 10b5 - 1 trading arrangement that is intended to satisfy the affirmative defense of Rule 10b5 - 1 (c) for the sale of up to 73,248 shares of the Company’s common stock until the earlier of (i) June 30, 2025, or (ii) the date in which all shares under the trading arrangement are sold.
36
ITEM 6.
EXHIBITS
EXHIBIT INDEX
Incorporated by Reference
Exhibit
Number
Exhibit Description
Form
File No.
Exhibit
Filing
Date
Filed/Furnished
Herewith
31.1
Chief Executive Officer—Certification pursuant to Rule 13a-14(a) or Rule 15d-14(a) of the Securities Exchange Act of 1934, as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002.
*
31.2
Chief Financial Officer—Certification pursuant to Rule 13a-14(a) or Rule 15d-14(a) of the Securities Exchange Act of 1934, as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002.
*
32.1
Chief Executive Officer—Certification pursuant to Rule13a-14(b) or Rule 15d-14(b) of the Securities Exchange Act of 1934 and 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002.
**
32.2
Chief Financial Officer—Certification pursuant to Rule 13a-14(b) or Rule 15d-14(b) of the Securities Exchange Act of 1934 and 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002.
**
101.INS
Inline XBRL Instance Document - the instance document does not appear in the Interactive Data File because its XBRL tags are embedded within the Inline XBRL document.
*
101.SCH
Inline XBRL Taxonomy Extension Schema Document.
*
101.CAL
Inline XBRL Taxonomy Calculation Linkbase Document.
*
101.DEF
Inline XBRL Definition Linkbase Document.
*
101.LAB
Inline XBRL Taxonomy Label Linkbase Document.
*
101.PRE
Inline XBRL Taxonomy Presentation Linkbase Document.
*
104
Cover Page Interactive Data File (formatted as Inline XBRL and contained in Exhibit 101)
_________________________
*
Filed herewith
**
Furnished herewith
Attached as Exhibits 101 to this report are the following formatted in inline XBRL (Extensible Business Reporting Language): (i) Condensed Consolidated Balance Sheets as of December 31, 2024 and March 31, 2024 (ii) Statements of Operations for the three and nine months ended December 31, 2024 and 2023, (iii) Condensed Consolidated Statements of Comprehensive Loss for the three and nine months ended December 31, 2024 and 2023, (iv) Condensed Consolidated Statements of Cash Flows for the nine months ended December 31, 2024 and 2023, and (v) Notes to Condensed Consolidated Financial Statements.
37
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.
AMERICAN SUPERCONDUCTOR CORPORATION
By:
/s/ John W. Kosiba, Jr.
Date:
February 5, 2025
John W. Kosiba, Jr.
Senior Vice President, Chief Financial Officer and Treasurer (Principal Financial and Accounting Officer)
38
Text extracted from the filing as submitted to EDGAR. Formatting, tables and exhibits are simplified for reading; the original document is authoritative for anything you rely on.