Item 5. Other Information
Item 5. Other Information
On September 12, 2023 , Dr. Steven Ketchum , President of R&D and Chief Scientific Officer of the Company, adopted a trading arrangement for the sale of securities of the Company's common stock, or a Rule 10b5-1 Trading Plan, that is intended to satisfy the affirmative defense conditions of Securities Exchange Act Rule 10b5-1(c). Dr. Ketchum's Rule 10b5-1 Trading Plan, which has a plan end date of December 31, 2025 , provides for the sale of up to 1,598,749 shares of common stock pursuant to the terms of the plan.
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Item 6. Exhibits
The following exhibits are incorporated by reference or filed or furnished as part of this report.
Exhibit
Number
Description
Incorporated by Reference Herein
Form
Date
10.1
CEO Employment Agreement between Patrick Holt and Amarin Corporation, plc. dated July 18, 2023
Current Report on Form 8-K filed with the Commission on July 20, 2023, as Exhibit 10.1
July 20, 2023
10.2
Option Award Agreement (attached to Exhibit 10.1)
Current Report on Form 8-K filed with the Commission on July 20, 2023, as Exhibit 10.2
July 20, 2023
10.3
Amendment No. 2 to the Amarin Corporation plc 2020 Stock Incentive Plan
Current Report on Form 8-K filed with the Commission on July 25, 2023, as Exhibit 10.2
July 25, 2023
31.1
Certification of President and Chief Executive Officer (Principal Executive Officer) pursuant to Section 302 of Sarbanes-Oxley Act of 2002
Filed herewith
31.2
Certification of Senior Vice President and Chief Financial Officer (Principal Financial Officer and Principal Accounting Officer) pursuant to Section 302 of Sarbanes-Oxley Act of 2002
Filed herewith
32.1
Certification of President and Chief Executive Officer (Principal Executive Officer) and Senior Vice President and Chief Financial Officer (Principal Financial Officer and Principal Accounting Officer) pursuant to Section 906 of Sarbanes-Oxley Act of 2002
Filed herewith
101.SCH
Inline XBRL Taxonomy Extension Schema Document
Filed herewith
101.CAL
Inline XBRL Taxonomy Extension Calculation Linkbase Document
Filed herewith
101.DEF
Inline XBRL Taxonomy Extension Definition Linkbase Document
Filed herewith
101.LAB
Inline XBRL Taxonomy Extension Label Linkbase Document
Filed herewith
101.PRE
Inline XBRL Taxonomy Extension Presentation Linkbase Document
Filed herewith
104
Cover Page Interactive Data File
(formatted as inline XBRL with applicable taxonomy extension information contained in Exhibits 101.*)
Filed herewith
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SIGNA TURE
Pursuant to the requirements of Section 13 or 15(d) of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
AMARIN CORPORATION PLC
By:
/s/ Patrick Holt
Patrick Holt
President and Chief Executive Officer
(Principal Executive Officer)
(On behalf of the Registrant)
Date: November 1, 2023
AMARIN CORPORATION PLC
By:
/s/ Tom Reilly
Tom Reilly
Executive Vice President, Chief Financial Officer
(Principal Financial and Accounting Officer)
(On behalf of the Registrant)
Date: November 1, 2023
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Text extracted from the filing as submitted to EDGAR. Formatting, tables and exhibits are simplified for reading; the original document is authoritative for anything you rely on.