OTHER INFORMATION
−Removed: During the three months ended March 31, 2026, no director or officer of the Company adopted , modified or terminated a “Rule 10b5-1 trading arrangement” or “non-Rule 10b5-1 trading arrangement,” as each term is defined in Item 408(a) of Regulation S-K.
+Added: During the three months ended June 30, 2026, no director or officer of the Company adopted , modified or terminated a “Rule 10b5-1 trading arrangement” or “non-Rule 10b5-1 trading arrangement,” as each term is defined in Item 408(a) of Regulation S-K.
AMERIPRISE FINANCIAL, INC.
19 unchanged sentences
The registrant agrees to furnish copies of these instruments to the SEC upon request.
−Removed: Threadneedle Deferral Plan Deferred Stock Unit and Deferred Stock Option Programme Guide.
−Removed: Deferred Stock Unit Award Certificate - Threadneedle Deferral Plan (for grants after February 2, 2026).
−Removed: Deferred Stock Option Award Certificate - Threadneedle Deferral Plan (for grants after February 2, 2026).
−Removed: Performance Share Unit Supplement to the Senior Executive Global Long-Term Incentive Award Program Guide.
Certification of James M.
6 unchanged sentences
Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002.
−Removed: 101 The following materials from Ameriprise Financial, Inc.’s Quarterly Report on Form 10-Q for the period ended March 31, 2026 are formatted in iXBRL (Inline eXtensible Business Reporting Language):
−Removed: (i) Consolidated Statements of Operations for the three months ended March 31, 2026 and 2025;
−Removed: (ii) Consolidated Statements of Comprehensive Income for the three months ended March 31, 2026 and 2025;
−Removed: (iii) Consolidated Balance Sheets at March 31, 2026 and December 31, 2025;
−Removed: (iv) Consolidated Statements of Equity for the three months ended March 31, 2026 and 2025;
−Removed: (v) Consolidated Statements of Cash Flows for the three months ended March 31, 2026 and 2025;
+Added: 101 The following materials from Ameriprise Financial, Inc.’s Quarterly Report on Form 10-Q for the period ended June 30, 2026 are formatted in iXBRL (Inline eXtensible Business Reporting Language):
+Added: (i) Consolidated Statements of Operations for the three and six months ended June 30, 2026 and 2025;
+Added: (ii) Consolidated Statements of Comprehensive Income for the three and six months ended June 30, 2026 and 2025;
+Added: (iii) Consolidated Balance Sheets as of June 30, 2026 and December 31, 2025;
+Added: (iv) Consolidated Statements of Equity for the three and six months ended June 30, 2026 and 2025;
+Added: (v) Consolidated Statements of Cash Flows for the six months ended June 30, 2026 and 2025;
and (vi) Notes to the Consolidated Financial Statements.
−Removed: 104 The cover page from Ameriprise Financial, Inc.’s Quarterly Report on Form 10-Q for the period ended March 31, 2026 is formatted in iXBRL and contained in Exhibit 101.
+Added: 104 The cover page from Ameriprise Financial, Inc.’s Quarterly Report on Form 10-Q for the period ended June 30, 2026 is formatted in iXBRL and contained in Exhibit 101.
* Filed electronically herewithin.
−Removed: † Management contract or compensation plan or arrangement
AMERIPRISE FINANCIAL, INC.
1 unchanged sentence
AMERIPRISE FINANCIAL, INC.
+Added: August 4, 2026
/s/ Walter S.
1 unchanged sentence
(Principal Financial Officer)
+Added: August 4, 2026
Senior Vice President and Controller
1 unchanged sentence
Compared sentence by sentence after normalising whitespace, quotation marks, case and digits, so re-formatting and restated figures do not read as changed language. Wording changes appear as one removal and one addition. The current filing and the prior one are authoritative.