1 unchanged sentence
During the three months ended
−Removed: June 30, 2023, none of our directors or officers (as defined in Rule 16a-1(f) of the Securities Exchange Act of 1934, as amended) informed
−Removed: us of the adoption or termination of a Rule 10b5-1 trading arrangement or non-Rule 10b5-1 trading arrangement (as such terms are defined
−Removed: in Item 408 of Regulation S-K of the Securities Act of 1933, as amended).
+Added: September 30, 2023, none of our directors or officers (as defined in Rule 16a-1(f) of the Securities Exchange Act of 1934, as amended)
+Added: informed us of the adoption or termination of a Rule 10b5-1 trading arrangement or non-Rule 10b5-1 trading arrangement (as such terms
+Added: are defined in Item 408 of Regulation S-K of the Securities Act of 1933, as amended).
+Added: Second Amended and Restated Employment Agreement dated September 17, 2023 between Bryon T.
+Added: McGregor and Alto Ingredients, Inc.
+Added: Third Amended and Restated Employment Agreement dated September 18, 2023 between Michael D.
+Added: Kandris and Alto Ingredients, Inc.
+Added: Second Amended and Restated Employment Agreement dated September 17, 2023 between Robert R.
+Added: Olander and Alto Ingredients, Inc.
Certifications Required by Rule 13a-14(a) of the Securities Exchange Act of 1934, as amended, as Adopted Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 (*)
10 unchanged sentences
Filed herewith.
+Added: (#) Previously filed as an exhibit to the Registrant’s Current Report on Form 8-K filed with the Securities and Exchange Commission
+Added: on September 20, 2023.
Pursuant to the requirements
1 unchanged sentence
duly authorized.
−Removed: INGREDIENTS, INC.
−Removed: Financial Officer
−Removed: Financial and Accounting Officer)
+Added: ALTO INGREDIENTS, INC.
+Added: November 8, 2023
+Added: Chief Financial Officer
+Added: (Principal Financial and Accounting Officer)
Compared sentence by sentence after normalising whitespace, quotation marks, case and digits, so re-formatting and restated figures do not read as changed language. Wording changes appear as one removal and one addition. The current filing and the prior one are authoritative.