What changed in this filing

/stocks — the workspaceLOADING

Item 5. Other Information

2020-11-16 compared with 2020-08-13 · 16 added, 36 removed, 20 unchanged (72% of the section changed)

Amendment to Membership Interest Purchase Agreement dated as of April 15, 2020 by and among Pacific Ethanol Central, LLC,

Pacific Aurora, LLC and Aurora Cooperative Elevator Company (1)

Promissory Note (Negotiable) dated April 15, 2020 in the amount of $8,580,000 by Pacific Aurora, LLC in favor of Pacific Ethanol

Central, LLC (1)

Promissory Note (Non-Negotiable) dated April 15, 2020 in the amount of $7,920,000 by Pacific Aurora, LLC in favor of Pacific

Ethanol Central, LLC (1)

of Notes and Deeds of Trust dated April 15, 2020 by and among Pacific Ethanol Central, LLC, Pacific Aurora, LLC and CoBank,

Release of Collateral Letter dated April 15, 2020 by Pacific Ethanol, Inc.

and its Subsidiaries named therein, and CoBank,

Release of Collateral Letter dated April 15, 2020 by Pacific Ethanol, Inc.

and its Subsidiaries named therein, Cortland Products

Corp., and the Noteholders named therein (1)

Note dated April 29, 2020 in the amount of $5,973,138 by Pacific Ethanol, Inc.

in favor of Bank of America, NA (2)

Note dated May 1, 2020 in the amount of $3,886,729 by Pacific Ethanol Pekin, LLC in favor of Bank of America, NA (2)

Agreement dated May 5, 2020 by Pacific Ethanol Pekin, LLC in favor of Cortland Products Corp.

as collateral agent for the

Noteholders identified therein (3)

Amendment No.

6 dated May 26, 2020 by and among Pacific Ethanol, Inc.

and the Noteholders identified therein (4)

Amendment to Amended and Restated Employment Agreement for Neil M.

Koehler dated May 22, 2020 by and between Pacific Ethanol,

Certifications

Required by Rule 13a-14(a) of the Securities Exchange Act of 1934, as amended, as Adopted Pursuant to Section 302 of the Sarbanes-Oxley

Act of 2002 (*)

OTHER INFORMATION.

Second Amended and Restated Employment Agreement dated August 7, 2020 between Pacific Ethanol, Inc.

and Michael D.

At Market Issuance Sales Agreement dated as of August 13, 2020 by and between Pacific Ethanol, Inc.

Wainwright & Co., LLC (2)

Certifications

14 unchanged sentences

Taxonomy Extension Presentation Linkbase (*)

as an exhibit to the registrant’s Current Report on Form 8-K filed with the Securities

and Exchange Commission on April 21, 2020.

as an exhibit to the registrant’s Current Report on Form 8-K filed with the Securities

and Exchange Commission on May 7, 2020.

of the agreements filed as exhibits to this report contain representations and warranties

made by the parties thereto.

The assertions embodied in such representations and warranties

are not necessarily assertions of fact, but a mechanism for the parties to allocate risk.

Accordingly, investors should not rely on the representations and warranties as characterizations

of the actual state of facts or for any other purpose at the time they were made or otherwise.

as an exhibit to the Registrant’s Current Report on Form 8-K filed with the Securities

and Exchange Commission on May 11, 2020.

and Exchange Commission on August 7, 2020.

as an exhibit to the Registrant’s Current Report on Form 8-K filed with the Securities

and Exchange Commission on May 29, 2020.

and Exchange Commission on August 13, 2020.

to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf

by the undersigned thereunto duly authorized.

PACIFIC ETHANOL, INC.

August 13, 2020

Chief Financial Officer

(Principal Financial and Accounting Officer)

ETHANOL, INC.

Financial Officer

Financial and Accounting Officer)

Compared sentence by sentence after normalising whitespace, quotation marks, case and digits, so re-formatting and restated figures do not read as changed language. Wording changes appear as one removal and one addition. The current filing and the prior one are authoritative.

What changed 10-Q

Item 5. Other Information