Other Information
−Removed: During the three months ended March 31, 2025, no director or officer of the Company adopted or terminated a “Rule 10b5-1 trading arrangement” or “non-Rule 10b5-1 trading arrangement,” as each term is defined in Item 408 of Regulation S-K.
+Added: During the three months ended June 30, 2025, no director or officer of the Company adopted or terminated a “Rule 10b5-1 trading arrangement” or “non-Rule 10b5-1 trading arrangement,” as each term is defined in Item 408 of Regulation S-K.
EXHIBIT INDEX
2 unchanged sentences
Exhibit Filing Date
−Removed: 2.1* Agreement and Plan of Merger, dated February 27, 2025, by and among Alkami Technology, Inc., MCW MergerSub, Inc., and Fin Technologies, Inc.
−Removed: 8-K 001-40321 2.1 2/27/2025
−Removed: 4.1 Indenture, dated as of March 13, 2025, between Alkami Technology, Inc.
−Removed: Bank Trust Company, National Association, as trustee
−Removed: 8-K 001-40321 4.1 3/13/2025
−Removed: 4.2 Form of certificate representing the 1.50% Convertible Senior Notes due 2030 (included as Exhibit A to Exhibit 4.1)
−Removed: 8-K 001-40321 4.1 3/13/2025
−Removed: 10.1* Third Amendment to Amended and Restated Credit Agreement, among Alkami Technology, Inc., as the Borrower, the several Lenders from time to time party thereto and Silicon Valley Bank, a division of First-Citizens Bank & Trust Company, as Administrative Agent, Issuing Lender and Swingline Lender, dated as of February 27, 2025
−Removed: 8-K 001-40321 10.1 2/27/2025
−Removed: 10.2 Form of Capped Call Confirmation
−Removed: 8-K 001-40321 10.1 3/13/2025
−Removed: 10.3# Alkami Technology, Inc.
−Removed: 2025 Non-Employee Director Compensation Program
+Added: 10.1* Consulting Agreement, dated April 29, 2025, by and between Alkami Technology, Inc.
+Added: and William Bryan Hill
8-K 001-40321 10.1 4/30/2025
12 unchanged sentences
The Company will furnish supplementally copies of omitted schedules and exhibits to the Securities and Exchange Commission or its staff upon its request.
−Removed: # Indicates a management contract or compensatory plan.
** The certifications attached as Exhibit 32.1 and Exhibit 32.2 that accompany this Quarterly Report on Form 10-Q are deemed furnished and not filed with the SEC and are not to be incorporated by reference into any filing of the Company under the Securities Act of 1933, as amended, or the Exchange Act, whether made before or after the date of this Quarterly Report on Form 10-Q, irrespective of any general incorporation language contained in such filing.
1 unchanged sentence
Alkami Technology, Inc.
−Removed: May 1, 2025 By:
+Added: July 31, 2025 By:
/s/ Alex Shootman
2 unchanged sentences
(Principal Executive Officer)
−Removed: May 1, 2025 By:
+Added: July 31, 2025 By:
Chief Financial Officer
1 unchanged sentence
Compared sentence by sentence after normalising whitespace, quotation marks, case and digits, so re-formatting and restated figures do not read as changed language. Wording changes appear as one removal and one addition. The current filing and the prior one are authoritative.