Other Information
−Removed: During the three months ended September 30, 2023, no director or officer of the Company adopted or terminated a “Rule 10b5-1 trading arrangement” or “non-Rule 10b5-1 trading arrangement,” as each term is defined in Item 408 of Regulation S-K.
+Added: On March 11, 2024 , W.
+Added: Bryan Hill , our Chief Financial Officer , adopted a trading plan intended to satisfy the affirmative defense conditions of Rule 10b5-1(c) under the Securities Exchange Act of 1934, as amended.
+Added: Subject to certain conditions, the trading plan provides for the sale of up to 600,000 shares of our common stock (less shares withheld by the Company for the payment of taxes) through January 17, 2025, for a duration of 312 days.
EXHIBIT INDEX
2 unchanged sentences
Exhibit Filing Date
−Removed: 10.1 Sixth Amendment to Amended and Restated Office Lease, dated as of September 5, 2023.
−Removed: 8-K 001-40321 10.1 9/6/2023
31.1 Certification of Principal Executive Officer Pursuant to Rule 13a-14(a) under the Securities Exchange Act of 1934
12 unchanged sentences
Alkami Technology, Inc.
−Removed: November 2, 2023 By:
+Added: May 2, 2024 By:
/s/ Alex Shootman
2 unchanged sentences
(Principal Executive Officer)
−Removed: November 2, 2023 By:
+Added: May 2, 2024 By:
Chief Financial Officer
1 unchanged sentence
Compared sentence by sentence after normalising whitespace, quotation marks, case and digits, so re-formatting and restated figures do not read as changed language. Wording changes appear as one removal and one addition. The current filing and the prior one are authoritative.