Item 2. Unregistered Sales of Equity Securities
ITEM 2. UNREGISTERED SALES OF EQUITY SECURITIES AND USE OF PROCEEDS
Issuer’s Purchases of Equity Securities
The following table reflects purchases of AGL common shares made by the Company during Third Quarter 2021.
Period Total
Number of
Shares
Purchased Average
Price Paid
Per Share Total Number of
Shares Purchased as
Part of Publicly
Announced Program (1) Maximum Number
(or Approximate Dollar Value) of Shares that May Yet Be
Purchased
Under the Program (2)
July 1- July 31 1,102,440 $ 46.90 1,102,440 $ 35,253,549
August 1- August 31 789,547 $ 49.40 787,702 $ 346,331,461
September 1- September 30 1,028,851 $ 47.41 1,028,851 $ 297,552,055
Total 2,920,838 $ 47.76 2,918,993
____________________
(1) After giving effect to repurchases since the beginning of 2013 through November 4, 2021, the Company has repurchased a total of 129.8 million common shares for approximately $4,044 million, excluding commissions, at an average price of $31.16 per share. The Board of Directors authorized, on August 4, 2021, an additional $350 million of share repurchases. As of November 4, 2021, the remaining authorization the Company was authorized to purchase was $220 million of its common shares, on a settlement basis.
(2) Excludes commissions.
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ITEM 6. EXHIBITS
The following exhibits are filed with this report:
Exhibit
Number
4.1 Form of Officer’s Certificate related to 3.600% Senior Notes due 2051, containing Form of 3.600% Senior Notes due 2051 as Exhibit A. (Incorporated by reference to Exhibit 4.1 to Form 8-K filed on August 17, 2021)
22 Subsidiary Guarantors and Issuers of Guaranteed Securities
31.1 Certification of CEO Pursuant to Exchange Act Rules 13A-14 and 15D-14, as Adopted Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002
31.2 Certification of CFO Pursuant to Exchange Act Rules 13A-14 and 15D-14, as Adopted Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002
32.1 Certification of CEO Pursuant to 18 U.S.C. Section 1350, as Adopted Pursuant to Section 906 of the Sarbanes- Oxley Act of 2002
32.2 Certification of CFO Pursuant to 18 U.S.C. Section 1350, as Adopted Pursuant to Section 906 of the Sarbanes- Oxley Act of 2002
101.1 The following financial information from Assured Guaranty Ltd.’s Quarterly Report on Form 10-Q for the
quarter ended September 30, 2021 formatted in Inline XBRL: (i) Condensed Consolidated Balance Sheets at September 30,2021 and December 31, 2020; (ii) Condensed Consolidated Statements of Operations for the Three and Nine Months ended September 30, 2021 and 2020; (iii) Condensed Consolidated Statements of Comprehensive Income for the Three and Nine Months ended September 30, 2021 and 2020; (iv) Condensed Consolidated Statements of Shareholders’ Equity for the Three and Nine Months ended September 30, 2021 and 2020; (v) Condensed Consolidated Statements of Cash Flows for the Nine Months ended September 30, 2021 and 2020; and (vi) Notes to Condensed Consolidated Financial Statements.
104.1 The Cover Page Interactive Data File from Assured Guaranty Ltd.’s Quarterly Report on Form 10-Q for the quarter ended September 30, 2021 formatted, in Inline XBRL (the cover page XBRL tags are embedded in the Inline XBRL document and included in Exhibit 101).
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SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this Report to be signed on its behalf by the undersigned thereunto duly authorized.
ASSURED GUARANTY LTD.
(Registrant)
Dated November 5, 2021 By: /s/ ROBERT A. BAILENSON
Robert A. Bailenson
Chief Financial Officer (Principal Financial Officer and Duly Authorized Officer)
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Text extracted from the filing as submitted to EDGAR. Formatting, tables and exhibits are simplified for reading; the original document is authoritative for anything you rely on.