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What changed 10-Q

Item 2. Unregistered Sales of Equity Securities

2021-08-06 compared with 2021-05-07 · 26 added, 27 removed, 23 unchanged (70% of the section changed)

1 unchanged sentence

Issuer’s Purchases of Equity Securities

The following table reflects purchases of AGL common shares made by the Company during First Quarter 2021.

The following table reflects purchases of AGL common shares made by the Company during Second Quarter 2021.

Purchased Average

5 unchanged sentences

Under the Program (2)

January 1 - January 31 739,538 $ 35.37 737,373 $ 226,045,854

February 1 - February 28 959,114 $ 38.90 669,078 $ 200,319,506

March 1 - March 31 580,284 $ 43.67 580,083 $ 174,984,415

April 1- April 30 555,017 $ 45.03 555,017 $ 149,994,657

May 1- May 31 238,504 $ 48.34 231,583 $ 138,820,104

June 1- June 30 1,100,931 $ 47.10 1,100,931 $ 86,963,476

Total 1,894,452 $ 46.65 1,887,531

____________________

(1) After giving effect to repurchases since the beginning of 2013 through May 6, 2021, the Company has repurchased a total of 124.1 million common shares for approximately $3,767 million, excluding commissions, at an average price of $30.35 per share.

The Board of Directors authorized, on November 2, 2020, an additional $250 million of share repurchases.

As of May 6, 2021, the remaining authorization the Company was authorized to purchase was $147 million of its common shares, on a settlement basis.

(1) After giving effect to repurchases since the beginning of 2013 through August 5, 2021, the Company has repurchased a total of 126.6 million common shares for approximately $3,885 million, excluding commissions, at an average price of $30.68 per share.

The Board of Directors authorized, on August 4, 2021, an additional $350 million of share repurchases.

As of August 5, 2021, the remaining authorization the Company was authorized to purchase was $379 million of its common shares, on a settlement basis.

(2) Excludes commissions.

The following exhibits are filed with this report:

10.1 2021 Form of Executive TSR Performance Based Restricted Stock Unit Agreement under the Assured Guaranty Ltd.

2004 Long-Term Incentive Plan*

10.2 2021 Form of Executive ABV Performance Based Restricted Stock Unit Agreement under the Assured Guaranty Ltd.

2004 Long-Term Incentive Plan*

10.3 2021 Form of Executive Restricted Stock Unit Agreement under the Assured Guaranty Ltd.

2004 Long-Term Incentive Plan*

10.4 2021 Form of Non-Executive Performance Retention Award under the Assured Guaranty Ltd.

2004 Long-Term Incentive Plan*

10.5 2021 Form of Non-Executive Restricted Stock Unit Agreement under the Assured Guaranty Ltd.

2004 Long-Term Incentive Plan*

4.1 Form of Officer’s Certificate related to 3.150% Senior Notes due 2031, containing Form of 3.150% Senior Notes due 2031 as Exhibit A.

(Incorporated by reference to Exhibit 4.1 to Form 8-K filed on May 26, 2021)

22 Subsidiary Guarantors and Issuers of Guaranteed Securities

31.1 Certification of CEO Pursuant to Exchange Act Rules 13A-14 and 15D-14, as Adopted Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002

4 unchanged sentences

Section 1350, as Adopted Pursuant to Section 906 of the Sarbanes- Oxley Act of 2002

101.1 The following financial information from Assured Guaranty Ltd.’s Quarterly Report on Form 10-Q for the quarter ended March 31, 2021 formatted in Inline XBRL:

(i) Condensed Consolidated Balance Sheets at March 31, 2021 and December 31, 2020;

(ii) Condensed Consolidated Statements of Operations for the Three Months ended March 31, 2021 and 2020;

(iii) Condensed Consolidated Statements of Comprehensive Income for the Three Months ended March 31, 2021 and 2020;

(iv) Condensed Consolidated Statements of Shareholders’ Equity for the Three Months ended March 31, 2021 and 2020;

(v) Condensed Consolidated Statements of Cash Flows for the Three Months ended March 31, 2021 and 2020;

and (vi) Notes to Condensed Consolidated Financial Statements.

104.1 The Cover Page Interactive DataFile from Assured Guaranty Ltd.’s Quarterly Report on Form 10-Q for the quarter ended March 31, 2021 formatted, in Inline XBRL (the cover page XBRL tags are embedded in the Inline XBRL document and included in Exhibit 101).

* Management contract or compensatory plan

101.1 The following financial information from Assured Guaranty Ltd.’s Quarterly Report on Form 10-Q for the

quarter ended June 30, 2021 formatted in Inline XBRL:

(i) Condensed Consolidated Balance Sheets at June 30,

2021 and December 31, 2020;

(ii) Condensed Consolidated Statements of Operations for the Three and Six

Months ended June 30, 2021 and 2020;

(iii) Condensed Consolidated Statements of Comprehensive Income for

the Three and Six Months ended June 30, 2021 and 2020;

(iv) Condensed Consolidated Statements of

Shareholders’ Equity for the Three and Six Months ended June 30, 2021 and 2020;

(v) Condensed Consolidated

Statements of Cash Flows for the Six Months ended June 30, 2021 and 2020;

and (vi) Notes to Condensed

Consolidated Financial Statements.

104.1 The Cover Page Interactive Data File from Assured Guaranty Ltd.’s Quarterly Report on Form 10-Q for the quarter ended June 30, 2021 formatted, in Inline XBRL (the cover page XBRL tags are embedded in the Inline XBRL document and included in Exhibit 101).

Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this Report to be signed on its behalf by the undersigned thereunto duly authorized.

ASSURED GUARANTY LTD.

Dated May 7, 2021 By:

Dated August 6, 2021 By:

/s/ ROBERT A.

1 unchanged sentence

Compared sentence by sentence after normalising whitespace, quotation marks, case and digits, so re-formatting and restated figures do not read as changed language. Wording changes appear as one removal and one addition. The current filing and the prior one are authoritative.