/stocks — the workspaceLOADING

AGO · All filings · Read this filing

What changed 10-Q

Item 2. Unregistered Sales of Equity Securities

2021-05-07 compared with 2020-11-06 · 25 added, 14 removed, 25 unchanged (61% of the section changed)

1 unchanged sentence

Issuer’s Purchases of Equity Securities

The following table reflects purchases of AGL common shares made by the Company during Third Quarter 2020.

The following table reflects purchases of AGL common shares made by the Company during First Quarter 2021.

Purchased Average

5 unchanged sentences

Under the Program (2)

July 1 - July 31 639,895 $ 23.44 639,895 $ 152,873,555

August 1 - August 31 446,829 $ 22.41 446,273 $ 142,873,568

September 1 - September 30 771,155 $ 19.89 771,155 $ 127,537,490

January 1 - January 31 739,538 $ 35.37 737,373 $ 226,045,854

February 1 - February 28 959,114 $ 38.90 669,078 $ 200,319,506

March 1 - March 31 580,284 $ 43.67 580,083 $ 174,984,415

Total 2,278,936 $ 38.97 1,986,534

____________________

(1) After giving effect to repurchases since the beginning of 2013 through November 5, 2020, the Company has repurchased a total of 118.9 million common shares for approximately $3,582 million, excluding commissions, at an average price of $30.13 per share.

(1) After giving effect to repurchases since the beginning of 2013 through May 6, 2021, the Company has repurchased a total of 124.1 million common shares for approximately $3,767 million, excluding commissions, at an average price of $30.35 per share.

The Board of Directors authorized, on November 2, 2020, an additional $250 million of share repurchases.

As of November 5, 2020, the remaining authorization the Company was authorized to purchase was $332 million of its common shares, on a settlement basis.

As of May 6, 2021, the remaining authorization the Company was authorized to purchase was $147 million of its common shares, on a settlement basis.

(2) Excludes commissions.

The following exhibits are filed with this report:

10.1 2021 Form of Executive TSR Performance Based Restricted Stock Unit Agreement under the Assured Guaranty Ltd.

2004 Long-Term Incentive Plan*

10.2 2021 Form of Executive ABV Performance Based Restricted Stock Unit Agreement under the Assured Guaranty Ltd.

2004 Long-Term Incentive Plan*

10.3 2021 Form of Executive Restricted Stock Unit Agreement under the Assured Guaranty Ltd.

2004 Long-Term Incentive Plan*

10.4 2021 Form of Non-Executive Performance Retention Award under the Assured Guaranty Ltd.

2004 Long-Term Incentive Plan*

10.5 2021 Form of Non-Executive Restricted Stock Unit Agreement under the Assured Guaranty Ltd.

2004 Long-Term Incentive Plan*

31.1 Certification of CEO Pursuant to Exchange Act Rules 13A-14 and 15D-14, as Adopted Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002

4 unchanged sentences

Section 1350, as Adopted Pursuant to Section 906 of the Sarbanes- Oxley Act of 2002

101.1 The following financial information from Assured Guaranty Ltd.’s Quarterly Report on Form 10-Q for the quarter ended September 30, 2020 formatted in Inline XBRL:

(i) Condensed Consolidated Balance Sheets at September 30, 2020 and December 31, 2019;

(ii) Condensed Consolidated Statements of Operations for the Three and Nine Months ended September 30, 2020 and 2019;

(iii) Condensed Consolidated Statements of Comprehensive Income for the Three and Nine Months ended September 30, 2020 and 2019;

(iv) Condensed Consolidated Statements of Shareholders’ Equity for the Three and Nine Months ended September 30, 2020 and 2019;

(v) Condensed Consolidated Statements of Cash Flows for the Nine Months ended September 30, 2020 and 2019;

101.1 The following financial information from Assured Guaranty Ltd.’s Quarterly Report on Form 10-Q for the quarter ended March 31, 2021 formatted in Inline XBRL:

(i) Condensed Consolidated Balance Sheets at March 31, 2021 and December 31, 2020;

(ii) Condensed Consolidated Statements of Operations for the Three Months ended March 31, 2021 and 2020;

(iii) Condensed Consolidated Statements of Comprehensive Income for the Three Months ended March 31, 2021 and 2020;

(iv) Condensed Consolidated Statements of Shareholders’ Equity for the Three Months ended March 31, 2021 and 2020;

(v) Condensed Consolidated Statements of Cash Flows for the Three Months ended March 31, 2021 and 2020;

and (vi) Notes to Condensed Consolidated Financial Statements.

104.1 The Cover Page Interactive DataFile from Assured Guaranty Ltd.’s Quarterly Report on Form 10-Q for the quarter ended September 30, 2020 formatted, in Inline XBRL (the cover page XBRL tags are embedded in the Inline XBRL document and included in Exhibit 101).

104.1 The Cover Page Interactive DataFile from Assured Guaranty Ltd.’s Quarterly Report on Form 10-Q for the quarter ended March 31, 2021 formatted, in Inline XBRL (the cover page XBRL tags are embedded in the Inline XBRL document and included in Exhibit 101).

* Management contract or compensatory plan

Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this Report to be signed on its behalf by the undersigned thereunto duly authorized.

ASSURED GUARANTY LTD.

Dated November 6, 2020 By:

Dated May 7, 2021 By:

/s/ ROBERT A.

1 unchanged sentence

Compared sentence by sentence after normalising whitespace, quotation marks, case and digits, so re-formatting and restated figures do not read as changed language. Wording changes appear as one removal and one addition. The current filing and the prior one are authoritative.