Other Information
−Removed: Not applicable.
−Removed: The following documents are filed as a part of this
−Removed: Exhibit Number
−Removed: Stock Purchase Agreement dated September 26, 2024, between the Company and Alset International Limited (incorporated by reference to Exhibit 10.1 to the Current Report on Form 8-K filed by the Company with the SEC on September 27, 2024.)
−Removed: Promissory Note dated September 26, 2024, (incorporated by reference to Exhibit 10.2 to the Current Report on Form 8-K filed by the Company with the SEC on September 27, 2024.)
−Removed: Security Agreement dated September 26, 2024, between the Company and Alset International Limited (incorporated by reference to Exhibit 10.3 to the Current Report on Form 8-K filed by the Company with the SEC on September 27, 2024.)
+Added: following documents are filed as a part of this report:
+Added: of Securities Purchase Agreement by and between Alset Inc.
+Added: and the Purchasers (incorporated by reference to Exhibit 10.1 to the Current
+Added: Report filed by the Company with the SEC on January 3, 2025.)
+Added: Agency Agreement between the Company and Aegis Capital Corp.
+Added: dated January 2, 2025 (incorporated by reference to Exhibit 10.1 to
+Added: the Current Report filed by the Company with the SEC on January 3, 2025.)
+Added: Compensation Plan Stock Award Agreement, dated April 15, 2025 (incorporated by reference to Exhibit 10.1 to the Current Report filed
+Added: by the Company with the SEC on April 17, 2025.)
+Added: Amended Term Sheet, dated May 8, 2025 (incorporated by reference to Exhibit 10.1 to the Current Report filed by the Company with the SEC on May 14, 2025.)
Certification of Chief Executive Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002.
3 unchanged sentences
Certifications of the Chief Executive Officer and Chief Financial Officers pursuant to Section 906 of the Sarbanes-Oxley Act of 2002.
−Removed: Inline XBRL Instance Document
−Removed: Inline XBRL Taxonomy Extension Schema Document
−Removed: Inline XBRL Taxonomy Extension Calculation Linkbase Document
−Removed: Inline XBRL Taxonomy Extension Definition Linkbase Document
−Removed: Inline XBRL Taxonomy Extension Label Linkbase Document
−Removed: Inline XBRL Taxonomy Extension Presentation Linkbase Document
−Removed: Cover Page Interactive Data File (embedded within the Inline XBRL document)
−Removed: Filed herewith.
−Removed: Furnished herewith.
−Removed: Pursuant to the requirements of the Securities Exchange
−Removed: Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
−Removed: November 14, 2024
−Removed: /s/ Chan Heng Fai
+Added: 2025 Incentive Compensation Plan (Incorporated by Reference in the Company’s Definitive Information Statement Pursuant to Section 14(c) of the Securities Exchange Act of 1934, filed by the Company with the SEC on February 24, 2025).
+Added: XBRL Instance Document
+Added: XBRL Taxonomy Extension Schema Document
+Added: XBRL Taxonomy Extension Calculation Linkbase Document
+Added: XBRL Taxonomy Extension Definition Linkbase Document
+Added: XBRL Taxonomy Extension Label Linkbase Document
+Added: XBRL Taxonomy Extension Presentation Linkbase Document
+Added: Page Interactive Data File (embedded within the Inline XBRL document)
+Added: to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by
+Added: the undersigned, thereunto duly authorized.
Chan Heng Fai
−Removed: Chairman of the Board and
−Removed: Chief Executive Officer
−Removed: (Principal Executive Officer)
−Removed: November 14, 2024
−Removed: /s/ Chan Tung Moe
+Added: Chairman of the Board
+Added: Executive Officer
+Added: Executive Officer)
Chan Tung Moe
−Removed: Co-Chief Executive Officer
−Removed: (Principal Executive Officer)
−Removed: November 14, 2024
−Removed: /s/ Rongguo Wei
−Removed: Co-Chief Financial Officer
−Removed: (Principal Financial and Accounting Officer)
−Removed: November 14, 2024
−Removed: /s/ Lui Wai Leung Alan
+Added: Executive Officer
+Added: Executive Officer)
+Added: Co-Chief Financial
+Added: Financial and Accounting Officer)
Lui Wai Leung Alan
−Removed: Co-Chief Financial Officer
−Removed: (Principal Financial and Accounting Officer)
+Added: Wai Leung Alan
+Added: Co-Chief Financial
+Added: Financial and Accounting Officer)
Compared sentence by sentence after normalising whitespace, quotation marks, case and digits, so re-formatting and restated figures do not read as changed language. Wording changes appear as one removal and one addition. The current filing and the prior one are authoritative.