Alset Inc. 10-Q

Item 5. Other Information Not applicable. 13 Item 6. Exhibits The following documents are filed as a part of this report: Exhibit Number Description 10.1 Securities Purchase Agreement dated May 21, 2024, between the Company, Chan Heng Fai, and Heng Fai Holdings Limited (incorporated by reference to Current Report on Form 8-K filed with the SEC on May 22, 2024. 31.1a* Certification of Chief Executive Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002. 31.1b* Certification of Co-Chief Executive Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002. 31.2a* Certification of Co-Chief Financial Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002. 31.2b* Certification of Co-Chief Financial Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002. 32.1** Certifications of the Chief Executive Officer and Chief Financial Officers pursuant to Section 906 of the Sarbanes-Oxley Act of 2002. 101.INS Inline XBRL Instance Document 101.SCH Inline XBRL Taxonomy Extension Schema Document 101.CAL Inline XBRL Taxonomy Extension Calculation Linkbase Document 101.DEF Inline XBRL Taxonomy Extension Definition Linkbase Document 101.LAB Inline XBRL Taxonomy Extension Label Linkbase Document 101.PRE Inline XBRL Taxonomy Extension Presentation Linkbase Document 104 Cover Page Interactive Data File (embedded within the Inline XBRL document) * Filed herewith. ** Furnished herewith. 14 SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized. ALSET INC. August 13, 2024 By: /s/ Chan Heng Fai Chan Heng Fai Chairman of the Board and Chief Executive Officer (Principal Executive Officer) August 13, 2024 By: /s/ Chan Tung Moe Chan Tung Moe Co-Chief Executive Officer (Principal Executive Officer) August 13, 2024 By: /s/ Rongguo Wei Rongguo Wei Co-Chief Financial Officer (Principal Financial and Accounting Officer) August 13, 2024 By: /s/ Lui Wai Leung Alan Lui Wai Leung Alan Co-Chief Financial Officer (Principal Financial and Accounting Officer) 15