3 unchanged sentences
(c) Insider Trading Arrangements
−Removed: During the fiscal quarter ended June 30, 2024, none of the Company’s directors or executive officers adopted or terminated any contract, instruction or written plan for the purchase or sale of Company securities that was intended to satisfy the affirmative defense conditions of Rule 10b5-1(c) or any “non-Rule 10b5-1 trading arrangement.”
+Added: During the fiscal quarter ended September 30, 2024, none of the Company’s directors or executive officers adopted or terminated any contract, instruction or written plan for the purchase or sale of Company securities that was intended to satisfy the affirmative defense conditions of Rule 10b5-1(c) or any “non-Rule 10b5-1 trading arrangement.”
Effective June 8, 2023, ADVA Optical Networking SE, a subsidiary of the Company (“ADVA”), changed its name to Adtran Networks SE.
4 unchanged sentences
(incorporated by reference to Exhibit 3.1 to the Company's Form 8-K filed October 24, 2023)
−Removed: Fourth Amendment to Credit Agreement, dated as of June 4, 2024, by and among ADTRAN Holdings, Inc., ADTRAN, Inc., Adtran Networks SE, Wells Fargo Bank, National Association, and the lenders party thereto (incorporated by reference to exhibit 10.1 to the Company's Form 8-K filed June 10, 2024)
−Removed: ADVA Guaranty Agreement, dated as of June 4, 2024 by and between ADVA NA Holdings, Inc., Adtran Networks North America, Inc., Adtran Networks (UK) Limited, in favor of Wells Fargo Bank, National Association (incorporated by reference to exhibit 10.1 to the Company's Form 8-K filed June 10, 2024)
−Removed: ADVA Domestic Collateral Agreement, dated as of June 4, 2024, by and among ADVA NA Holdings, Inc., Adtran Networks North America, Inc., and Adtran Networks SE, in favor of Wells Fargo Bank, National Association (incorporated by reference to exhibit 10.1 to the Company's Form 8-K filed June 10, 2024)
+Added: Nineteenth Amendment to Employment Agreement, dated August 27, 2024, by and between Adtran Networks SE and Christoph Glingener (incorporated by reference to exhibit 10.1 to the Company's Form 8-K filed August 30, 2024)
+Added: Tenth Amendment Employment Agreement, dated August 27, 2024, by and between Adtran Networks SE and Ulrich Dopfer (incorporated by reference to exhibit 10.2 to the Company's Form 8-K filed August 30, 2024)
Rule 13a-14(a)/15d-14(a) Certifications
Section 1350 Certifications
−Removed: The following financial statements from the Company’s Quarterly Report on Form 10-Q for the quarter ended June 30, 2024, formatted in Inline XBRL:
−Removed: (i) Condensed Consolidated Balance Sheets as of June 30, 2024 and December 31, 2023;
−Removed: (ii) Condensed Consolidated Statements of Loss for the three and six months ended June 30, 2024 and 2023;
−Removed: (iii) Condensed Consolidated Statements of Comprehensive Loss for the three and six months ended June 30, 2024 and 2023;
−Removed: (iv) Condensed Consolidated Statements of Changes in Equity for the three and six months ended June 30, 2024 and 2023;
−Removed: (v) Condensed Consolidated Statements of Cash Flows for the six months ended June 30, 2024 and 2023;
+Added: The following financial statements from the Company’s Quarterly Report on Form 10-Q for the quarter ended September 30, 2024, formatted in Inline XBRL:
+Added: (i) Condensed Consolidated Balance Sheets as of September 30, 2024 and December 31, 2023;
+Added: (ii) Condensed Consolidated Statements of Loss for the three and nine months ended September 30, 2024 and 2023;
+Added: (iii) Condensed Consolidated Statements of Comprehensive Loss for the three and nine months ended September 30, 2024 and 2023;
+Added: (iv) Condensed Consolidated Statements of Changes in Equity for the three and nine months ended September 30, 2024 and 2023;
+Added: (v) Condensed Consolidated Statements of Cash Flows for the nine months ended September 30, 2024 and 2023;
and (vi) Notes to Condensed Consolidated Financial Statements
3 unchanged sentences
ADTRAN Holdings, Inc.
−Removed: August 9, 2024
+Added: November 12, 2024
/s/ Ulrich Dopfer
3 unchanged sentences
Compared sentence by sentence after normalising whitespace, quotation marks, case and digits, so re-formatting and restated figures do not read as changed language. Wording changes appear as one removal and one addition. The current filing and the prior one are authoritative.