Item 5. Other Information
ITEM 5. OTHER INFORMATION.
None.
ITEM 6. EXHIBITS.
The exhibits listed on the accompanying Index to Exhibits are filed/furnished or incorporated by reference as part of this Amended First Quarter 2023 Quarterly Report.
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INDEX TO EXHIBITS
The information required by this Item is set forth on the exhibit index below.
Exhibit Number Incorporated by Reference
Exhibit Description Form Exhibit Filing Date
3.1
Amended and Restated Certificate of Incorporation of ADT Inc.
8-K 3.1 9/17/2020
3.2
Amended and Restated Bylaws of ADT Inc.
10-K 3.2 3/15/2018
10.1
Term Loan Credit Agreement, by and among Prime Security Services Holdings, LLC, as Holdings, Prime Security Services Borrower, LLC and The ADT Security Corporation, as borrowers, Barclays Bank PLC, as Administrative Agent, and the lenders party thereto, dated as of March 14, 2023
8-K 10.1 3/15/2023
10.2
Incremental Assumption and Amendment Agreement No. 1, by and among Prime Security Services Holdings, LLC, as Holdings, Prime Security Services Borrower, LLC and The ADT Security Corporation, as borrowers, the subsidiary loan parties party thereto, Barclays Bank PLC, as Administrative Agent, and the lenders party thereto, dated as of March 14, 2023
8-K 10.2 3/15/2023
10.3
Fourth Amendment to the Receivables Financing Agreement, among ADT Finance LLC, Mizuho Bank, Ltd., ADT LLC, MUFG Bank, Ltd., Starbird Funding Corporation, and BNP Paribas, dated as of March 29, 2023
8-K 10.1 3/30/2023
31.1*
Certification of CEO, pursuant to SEC Rule 13a-14(a) and 15d-14(a)
31.2*
Certification of CFO, pursuant to SEC Rule 13a-14(a) and 15d-14(a)
32.1**
Certification by the CEO, pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002
32.2**
Certification by the CFO, pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002
101 XBRL Instant Document - the instance document does not appear in the Interactive Data File because its XBRL tags are embedded within the Inline XBRL document.
104 Cover Page Interactive Data File - the cover page XBRL tags are embedded within the Inline XBRL document
_________________________
* Filed herewith.
** Furnished herewith.
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SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.
ADT Inc.
Date: July 27, 2023 By: /s/ Kenneth J. Porpora
Name: Kenneth J. Porpora
Title: Executive Vice President and Chief Financial Officer
(Principal Financial Officer)
45
Text extracted from the filing as submitted to EDGAR. Formatting, tables and exhibits are simplified for reading; the original document is authoritative for anything you rely on.