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Recent Sales of Unregistered Equity Securities
−Removed: In the three months ended June 30, 2022, ACM Research issued, pursuant to the exercise of stock options at a per share exercise prices ranging from $0.25 to $0.50 per share, an aggregate of
−Removed: 94,872 shares of Class A common stock that were not registered under the Securities Act of 1933.
−Removed: We believe the offer and sale of those shares were exempt from registration under the Securities Act of 1933 by virtue of Section 4(a)(2) thereof (or
−Removed: Regulation D promulgated thereunder) because they did not involve a public offering.
−Removed: The recipients of the shares acquired the securities for investment only and not with a view to or for sale in connection with any distribution thereof, and
−Removed: appropriate legends were recorded with respect to the shares.
−Removed: The recipients of the shares were accredited investors under Rule 501 of Regulation D.
−Removed: Exercised Shares (Net)
+Added: In the three months ended September 30, 2022, ACM Research issued, pursuant to the exercise of stock options at a per share exercise prices ranging from $0.25 to
+Added: $0.50 per share, an aggregate of 131,884 shares of Class A common stock that were not registered under the Securities Act of 1933.
+Added: We believe the offer and sale of those shares were exempt from registration under
+Added: the Securities Act of 1933 by virtue of Section 4(a)(2) thereof (or Regulation D promulgated thereunder) because they did not involve a public offering.
+Added: The recipients of the shares acquired the securities for
+Added: investment only and not with a view to or for sale in connection with any distribution thereof, and appropriate legends were recorded with respect to the shares.
+Added: The recipients of the shares were accredited investors
+Added: under Rule 501 of Regulation D.
+Added: Excercised Shares (Net)
+Added: August 4, 2022
+Added: August 8, 2022
+Added: August 15, 2022
The following exhibits are filed as part of this report:
−Removed: Certification of Principal Executive Officer Pursuant to Rules 13a-14(a) and 15d-14(a) under the Securities Exchange Act of 1934, as Adopted Pursuant to Section 302 of the Sarbanes-Oxley Act
−Removed: Certification of Principal Financial Officer Pursuant to Rules 13a-14(a) and 15d-14(a) under the Securities Exchange Act of 1934, as Adopted Pursuant to Section 302 of the Sarbanes-Oxley Act
+Added: Certification of Principal Executive Officer Pursuant to Rules 13a-14(a) and 15d-14(a) under the Securities Exchange Act of 1934, as Adopted Pursuant to
+Added: Section 302 of the Sarbanes-Oxley Act of 2002
+Added: Certification of Principal Financial Officer Pursuant to Rules 13a-14(a) and 15d-14(a) under the Securities Exchange Act of 1934, as Adopted Pursuant to
+Added: Section 302 of the Sarbanes-Oxley Act of 2002
Certification of Principal Executive Officer and Principal Financial Officer Pursuant to 18 U.S.C.
−Removed: Section 1350, as Adopted Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002
+Added: Section 1350, as Adopted Pursuant to Section 906 of the
+Added: Sarbanes-Oxley Act of 2002
Inline XBRL Instance Document (the instance document does not appear in the Interactive Data File because its XBRL tags are embedded within the Inline XBRL document)
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Cover Page Interactive Data File (formatted as inline XBRL and contained in exhibit 101)
−Removed: Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly
+Added: Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by
+Added: the undersigned, thereunto duly authorized.
ACM RESEARCH, INC.
−Removed: August 9, 2022
+Added: November 8, 2022
/s/ Mark McKechnie
3 unchanged sentences
Compared sentence by sentence after normalising whitespace, quotation marks, case and digits, so re-formatting and restated figures do not read as changed language. Wording changes appear as one removal and one addition. The current filing and the prior one are authoritative.