1 unchanged sentence
Recent Sales of Unregistered Equity Securities
−Removed: In the three months ended March 31, 2022, we issued, pursuant to the exercise of stock options at a per share exercise price of $0.75 per share, an aggregate of 134,085 shares of Class A common
−Removed: stock that were not registered under the Securities Act of 1933.
−Removed: We believe the offer and sale of those shares were exempt from registration under the Securities Act of 1933 by virtue of Section 4(a)(2) thereof (or Regulation D promulgated
−Removed: thereunder) because they did not involve a public offering.
−Removed: The recipients of the shares acquired the securities for investment only and not with a view to or for sale in connection with any distribution thereof, and appropriate legends were
−Removed: recorded with respect to the shares.
+Added: In the three months ended June 30, 2022, ACM Research issued, pursuant to the exercise of stock options at a per share exercise prices ranging from $0.25 to $0.50 per share, an aggregate of
+Added: 94,872 shares of Class A common stock that were not registered under the Securities Act of 1933.
+Added: We believe the offer and sale of those shares were exempt from registration under the Securities Act of 1933 by virtue of Section 4(a)(2) thereof (or
+Added: Regulation D promulgated thereunder) because they did not involve a public offering.
+Added: The recipients of the shares acquired the securities for investment only and not with a view to or for sale in connection with any distribution thereof, and
+Added: appropriate legends were recorded with respect to the shares.
The recipients of the shares were accredited investors under Rule 501 of Regulation D.
Exercised Shares (Net)
−Removed: January 3, 2022
−Removed: March 2, 2022
−Removed: March 3, 2022
−Removed: March 14, 2021
The following exhibits are filed as part of this report:
−Removed: Certification of Principal Executive Officer Pursuant to Rules 13a-14(a) and 15d-14(a) under the Securities Exchange Act of 1934, as Adopted Pursuant to Section 302 of the
−Removed: Sarbanes-Oxley Act of 2002
−Removed: Certification of Principal Financial Officer Pursuant to Rules 13a-14(a) and 15d-14(a) under the Securities Exchange Act of 1934, as Adopted Pursuant to Section 302 of the
−Removed: Sarbanes-Oxley Act of 2002
+Added: Certification of Principal Executive Officer Pursuant to Rules 13a-14(a) and 15d-14(a) under the Securities Exchange Act of 1934, as Adopted Pursuant to Section 302 of the Sarbanes-Oxley Act
+Added: Certification of Principal Financial Officer Pursuant to Rules 13a-14(a) and 15d-14(a) under the Securities Exchange Act of 1934, as Adopted Pursuant to Section 302 of the Sarbanes-Oxley Act
Certification of Principal Executive Officer and Principal Financial Officer Pursuant to 18 U.S.C.
Section 1350, as Adopted Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002
−Removed: Inline XBRL Instance Document (the instance document does not appear in the Interactive Data File because its XBRL tags are embedded within
−Removed: the Inline XBRL document)
+Added: Inline XBRL Instance Document (the instance document does not appear in the Interactive Data File because its XBRL tags are embedded within the Inline XBRL document)
Inline XBRL Taxonomy Extension Schema Document
4 unchanged sentences
Cover Page Interactive Data File (formatted as inline XBRL and contained in exhibit 101)
−Removed: Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto
−Removed: duly authorized.
+Added: Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly
ACM RESEARCH, INC.
+Added: August 9, 2022
/s/ Mark McKechnie
Mark McKechnie
−Removed: Chief Financial Officer, Executive Vice President and Treasurer
+Added: Chief Financial Officer, Executive Vice President and
(Principal Financial Officer)
Compared sentence by sentence after normalising whitespace, quotation marks, case and digits, so re-formatting and restated figures do not read as changed language. Wording changes appear as one removal and one addition. The current filing and the prior one are authoritative.