OTHER INFORMATION
−Removed: Not applicable.
+Added: Rule 10b5-1 Plans
+Added: None of the Company’s directors or officers adopted , modified, or terminated a Rule 10b5-1 trading arrangement or a non-Rule 10b5-1 trading arrangement during the three months ended June 30, 2023.
+Added: Submission of Matters to a Vote of Security Holders
+Added: As previously reported in the original Form 8-K, at the Annual Meeting a non-binding, advisory vote was taken on the frequency of future advisory votes regarding the compensation of our named executive officers.
+Added: Among the options presented to stockholders (every year, every two years or every three years), the greatest number of votes were cast in favor of holding such an advisory vote every year, which was also the frequency recommended to the stockholders by the Company’s board of directors.
+Added: In light of these results and consistent with the previous recommendation and determination of the Company’s board of directors, we will continue to hold a non-binding advisory vote on executive compensation every year until the next required vote on the frequency of stockholder votes on executive compensation.
The following lists exhibits filed as part of this quarterly report on Form 10-Q:
4 unchanged sentences
4.01 (3) Form of Common Stock Certificate (P)
+Added: 10.01 (4)* Form of Severance Agreement between ACI Worldwide, Inc.
+Added: and Thomas Warsop
+Added: 10.02 (5)* Form of Change In Control Employment Agreement between ACI Worldwide, Inc.
+Added: and Thomas Warsop
+Added: 10.03 (6)* ACI Worldwide, Inc.
+Added: 2020 Equity and Incentive Compensation Plan, as amended and restated effective June 1, 2023
10.04 (7) Extension Agreement, dated as of April 28, 2023, among ACI Worldwide, Inc., ACI Worldwide Corp., ACI Payments, Inc.
and Bank of America, N.A., as administrative agent for the lenders
+Added: 10.05 (8)* Form of Director Restricted Share Unit Award Agreement for the Company's 2020 Equity and Incentive Compensation Plan
+Added: 10.06 (8)* Form of Restricted Share Unit Award Agreement for the Company's 2020 Equity and Incentive Compensation Plan
+Added: 10.07 (8)* Form of Performance Share Award Agreement for the Company's 2020 Equity and Incentive Compensation Plan
31.01 Certification of Principal Executive Officer pursuant to SEC Rule 13a-14, as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002
11 unchanged sentences
104 Cover Page Interactive Data File (formatted as Inline XBRL and contained in Exhibit 101)
+Added: * Denotes exhibit that constitutes a management contract, or compensatory plan or arrangement.
** This certification is not deemed “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, or otherwise subject to the liability of that section.
6 unchanged sentences
(4) Incorporated herein by reference to Exhibit 10.1 to the registrant's current report on Form 8-K filed May 31, 2023.
+Added: (5) Incorporated herein by reference to Exhibit 10.2 to the registrant's current report on Form 8-K filed May 31, 2023.
+Added: (6) Incorporated herein by reference to Appendix B to the registrant's Proxy Statement filed April 18, 2023.
+Added: (7) Incorporated herein by reference to Exhibit 10.1 to the registrant's current report on Form 8-K filed May 4, 2023.
+Added: (8) Filed herewith.
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.
ACI WORLDWIDE, INC.
−Removed: May 4, 2023 By:
+Added: August 3, 2023 By:
/s/ S COTT W.
2 unchanged sentences
Compared sentence by sentence after normalising whitespace, quotation marks, case and digits, so re-formatting and restated figures do not read as changed language. Wording changes appear as one removal and one addition. The current filing and the prior one are authoritative.