Item 1. Legal Proceedings
ITEM 1. LEGAL PROCEEDINGS.
From time to time
ABVC and its Subsidiaries may become involved in legal proceedings and claims, or be threatened with other legal actions and claims,
arising in the ordinary course of business relating to its intellectual property, product liability, regulatory compliance and/or marketing
and advertising of its products. As of the date of this report, ABVC and its Subsidiaries were not involved or threatened with any legal
actions and regulatory proceedings.
ITEM 1A. RISK FACTORS.
We are a smaller reporting company as defined by Rule 12b-2 of the
Securities Exchange Act of 1934 and, as such, are not required to provide the information under this item.
ITEM 2. UNREGISTERED SALES OF EQUITY SECURITIES
AND USE OF PROCEEDS.
There were no sales
of equity securities during the three months ended March
31, 2021.
ITEM 3. DEFAULTS UPON SENIOR SECURITIES.
None.
ITEM 4. MINE SAFETY DISCLOSURES.
Not applicable.
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