2 unchanged sentences
Each quarter, AB considers whether to implement a plan to repurchase AB Holding Units pursuant to Rules 10b5-1 and 10b-18 under the Securities Exchange Act of 1934 ("Exchange Act").
−Removed: The plan adopted during the first quarter of 2026 expired at the close of business on April 27, 2026.
+Added: The plan adopted during the second quarter of 2026 expired at the close of business on July 27, 2026.
AB may adopt additional plans in the future to engage in open-market purchases of AB Holding Units for anticipated obligations under the firm's incentive compensation award program and for other corporate purposes.
−Removed: See Note 3 to the condensed financial statements contained in Part 1, Item 1.
−Removed: AB Holding Units bought by us or one of our affiliates during the first quarter of 2026 are as follows:
+Added: See Note 3 to the condensed financial statements contained in Part I, Item 1.
+Added: AB Holding Units bought by us or one of our affiliates during the second quarter of 2026 are as follows:
ISSUER PURCHASES OF EQUITY SECURITIES
17 unchanged sentences
6/1/26 - 6/30/26 (1)(2)
+Added: 253,224 36.18 — —
Total 532,800 $ 37.20 — —
−Removed: (1) During the first quarter of 2026, AB retained from employees 100,652 AB Holding Units to allow them to fulfill statutory withholding tax requirements at the time of distribution of long-term incentive compensation awards.
−Removed: (2) During the first quarter of 2026, AB purchased 126,028 AB Holding Units on the open market pursuant to a Rule
+Added: (1) During the second quarter of 2026, AB retained from employees 78,291 AB Holding Units to allow them to fulfill statutory withholding tax requirements at the time of distribution of long-term incentive compensation awards.
+Added: (2) During the second quarter of 2026, AB purchased 454,509 AB Holding Units on the open market pursuant to a Rule
10b5-1 plan for anticipated obligations under our incentive compensation award program.
−Removed: AB Units bought by us or one of our affiliates during the first quarter of 2026 are as follows:
+Added: AB Units bought by us or one of our affiliates during the second quarter of 2026 are as follows:
ISSUER PURCHASES OF EQUITY SECURITIES
16 unchanged sentences
Total 2,200 $ 37.11 — —
−Removed: (1) During first quarter of 2026, AB purchased 1,500 AB Units in private transactions and retired them.
+Added: (1) During the second quarter of 2026, AB purchased 2,200 AB Units in private transactions and retired them.
Defaults Upon Senior Securities
1 unchanged sentence
Compared sentence by sentence after normalising whitespace, quotation marks, case and digits, so re-formatting and restated figures do not read as changed language. Wording changes appear as one removal and one addition. The current filing and the prior one are authoritative.