2 unchanged sentences
Each quarter, AB considers whether to implement a plan to repurchase AB Holding Units pursuant to Rules 10b5-1 and 10b-18 under the Securities Exchange Act of 1934 ("Exchange Act").
−Removed: We did not adopt a plan during the second quarter of 2025.
−Removed: AB may adopt additional plans in the future to engage in open-market purchases of AB Holding Units to help fund anticipated obligations under the firm's incentive compensation award program and for other corporate purposes.
+Added: The plan adopted during the third quarter of 2025 expired at the close of business on October 22, 2025.
+Added: AB may adopt additional plans in the future to engage in open-market purchases of AB Holding Units for anticipated obligations under the firm's incentive compensation award program and for other corporate purposes.
See Note 3 to the condensed financial statements contained in Part 1, Item 1.
−Removed: AB Holding Units bought by us or one of our affiliates during the second quarter of 2025 are as follows:
+Added: AB Holding Units bought by us or one of our affiliates during the third quarter of 2025 are as follows:
ISSUER PURCHASES OF EQUITY SECURITIES
18 unchanged sentences
Total 19,789,775 $ 38.04 — —
−Removed: (1) During the second quarter of 2025, AB purchased 338,900 AB Holding Units on the open market pursuant to a Rule 10b5-1 plan to help fund anticipated obligations under our incentive compensation award program.
−Removed: (2) During the second quarter of 2025, AB retained from employees 22,682 AB Holding Units to allow them to fulfill statutory withholding tax requirements at the time of distribution of long-term incentive compensation awards.
−Removed: AB Units bought by us or one of our affiliates during the second quarter of 2025 are as follows:
+Added: (1) During the third quarter of 2025, AB retained from employees 3,825 AB Holding Units to allow them to fulfill statutory withholding tax requirements at the time of distribution of long-term incentive compensation awards.
+Added: (2) Includes 19,682,946 AB Holding Units retired in connection with the Amended Exchange Agreement entered into with EQH on July 10, 2025.
+Added: As the exchange was undertaken on a unit for unit basis and not for cash consideration, there is no purchase price.
+Added: The price reflected in the table is related to the unit withholdings reflected in note one above to this table.
+Added: (3) During the third quarter of 2025, AB purchased 103,004 AB Holding Units on the open market pursuant to a Rule 10b5-1 plan for anticipated obligations under our incentive compensation award program.
+Added: AB Units bought by us or one of our affiliates during the third quarter of 2025 are as follows:
ISSUER PURCHASES OF EQUITY SECURITIES
16 unchanged sentences
Total 1,100 $ 39.48 — —
−Removed: (1) During second quarter of 2025, AB purchased 30,200 AB Units in private transactions and retired them.
+Added: (1) During third quarter of 2025, AB purchased 1,100 AB Units in private transactions, and retired them.
Defaults Upon Senior Securities
1 unchanged sentence
Compared sentence by sentence after normalising whitespace, quotation marks, case and digits, so re-formatting and restated figures do not read as changed language. Wording changes appear as one removal and one addition. The current filing and the prior one are authoritative.