2 unchanged sentences
Each quarter, AB considers whether to implement a plan to repurchase AB Holding Units pursuant to Rules 10b5-1 and 10b-18 under the Securities Exchange Act of 1934 ("Exchange Act").
−Removed: The plan adopted during the third quarter of 2024 expired at the close of business on October 23, 2024.
+Added: The plan adopted during the first quarter of 2025 expired at the close of business on April 23, 2025.
AB may adopt additional plans in the future to engage in open-market purchases of AB Holding Units to help fund anticipated obligations under the firm's incentive compensation award program and for other corporate purposes.
See Note 3 to the condensed financial statements contained in Part 1, Item 1.
−Removed: AB Holding Units bought by us or one of our affiliates during the third quarter of 2024 are as follows:
+Added: AB Holding Units bought by us or one of our affiliates during the first quarter of 2025 are as follows:
ISSUER PURCHASES OF EQUITY SECURITIES
19 unchanged sentences
Total 813,836 $ 37.48 — —
−Removed: (1) During the third quarter of 2024, AB retained from employees 4,919 AB Holding Units to allow them to fulfill statutory withholding tax requirements at the time of distribution of long-term incentive compensation awards.
−Removed: (2) During the third quarter of 2024, AB purchased 1,133,174 AB Holding Units on the open market pursuant to a Rule 10b5-1 plan to help fund anticipated obligations under our incentive compensation award program.
−Removed: AB Units bought by us or one of our affiliates during the third quarter of 2024 are as follows:
+Added: (1) During the first quarter of 2025, AB retained from employees 114,653 AB Holding Units to allow them to fulfill statutory withholding tax requirements at the time of distribution of long-term incentive compensation awards.
+Added: AB Units bought by us or one of our affiliates during the first quarter of 2025 are as follows:
ISSUER PURCHASES OF EQUITY SECURITIES
16 unchanged sentences
Total 4,080 $ 37.77 — —
−Removed: (1) During third quarter of 2024, AB purchased 2,950 AB Units in private transactions and retired them.
+Added: (1) During first quarter of 2025, AB purchased 4,080 AB Units in private transactions and retired them.
Defaults Upon Senior Securities
1 unchanged sentence
Compared sentence by sentence after normalising whitespace, quotation marks, case and digits, so re-formatting and restated figures do not read as changed language. Wording changes appear as one removal and one addition. The current filing and the prior one are authoritative.