Offerings // YUNHONG GREEN CTI LTD.

YHGJ offering history

Every offering-related filing in YUNHONG GREEN CTI LTD.’s recent SEC record — registrations (announced capacity) kept separate from pricing documents (executed sales). Reviewed 883 filings back to Jul 24, 1997.

Last executed offering

Jan 15, 2021

8-K — priced deal (shares or notes)

Last registration (announced)

Sep 19, 2018

S-1 — capacity, not a sale

Executed, last 12 months

424B pricings + 8-K 3.02 sales

Registered, last 12 months

S-1/S-3/F-series registrations

Date	Filing		What it means
Jan 15, 2021	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
Nov 25, 2020	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
Jun 5, 2020	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
Apr 17, 2020	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
Apr 2, 2020	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
Feb 26, 2020	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
Jan 16, 2020	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
Jan 3, 2020	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
Jan 17, 2019	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
Dec 12, 2018	RW →	WITHDRAWN	Registration withdrawn
Sep 19, 2018	S-1 →	REGISTERED	S-1 registration — capacity to sell shares, not a sale yet
Oct 20, 2016	424B3 →	UPDATE	Prospectus update — often a resale registration, not necessarily new capital
Oct 19, 2016	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Sep 28, 2016	S-3/A →	REGISTERED	S-3/A registration — capacity to sell shares, not a sale yet
Aug 30, 2016	S-3 →	REGISTERED	S-3 registration — capacity to sell shares, not a sale yet
Aug 4, 2016	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
Jun 8, 2016	RW →	WITHDRAWN	Registration withdrawn
Sep 23, 2014	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Sep 18, 2014	S-3/A →	REGISTERED	S-3/A registration — capacity to sell shares, not a sale yet
Sep 11, 2014	S-3/A →	REGISTERED	S-3/A registration — capacity to sell shares, not a sale yet
Aug 18, 2014	S-3 →	REGISTERED	S-3 registration — capacity to sell shares, not a sale yet
Jul 17, 2012	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
Aug 1, 2008	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Jul 21, 2008	AW →	WITHDRAWN	Registration withdrawn
Feb 15, 2007	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
Jan 26, 2007	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Jan 22, 2007	S-1/A →	REGISTERED	S-1/A registration — capacity to sell shares, not a sale yet
Jan 19, 2007	S-1/A →	REGISTERED	S-1/A registration — capacity to sell shares, not a sale yet
Dec 29, 2006	S-1 →	REGISTERED	S-1 registration — capacity to sell shares, not a sale yet
Jun 7, 2006	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
Nov 5, 1997	424B4 →	EXECUTED	Final prospectus — offering priced (typical for IPOs and marketed share deals)

YHGJ offering-related filings from SEC EDGAR, newest first (capped at 40). Each links to the original document.

Two honest limits. (1) A 424B takedown can price shares or notes— EDGAR’s metadata doesn’t say which, so open the document: large investment-grade filers use these mostly for bond deals (no dilution), small-caps mostly for shares. (2) At-the-market (ATM) programs sell shares gradually and individual sales are not separately filed — the visible footprint is the enabling shelf and its 424B5; actual ATM share counts surface later in the 10-Q/10-K share count. Educational information from public filings, not investment advice.

Is a shelf active now? →Do they need money? →Red flags →Full YHGJ workspace →

YHGJ offering FAQ

When did YHGJ last execute an offering?

Per SEC filings, YUNHONG GREEN CTI LTD.'s most recent priced offering document is a 8-K filed 2021-01-15. Note a 424B takedown can price shares or notes (debt) — the linked document says which.

When did YHGJ last announce or register an offering?

The most recent registration is a S-1 filed 2018-09-19. A registration is capacity to sell shares — not a sale.

Does an offering always mean dilution?

Registered direct offerings and shelf takedowns issue new shares and dilute existing holders. Resale registrations (424B3/B7) let existing holders sell and do not create new shares. Secondary sales by insiders also do not dilute. Each row here is labeled with what it is.