XPO offering history
Every offering-related filing in XPO, Inc.’s recent SEC record — registrations (announced capacity) kept separate from pricing documents (executed sales). Reviewed 1,001 filings back to May 8, 2013.
| Date | Filing | What it means | |
|---|---|---|---|
| Jun 29, 2021 | 424B5 → | EXECUTED | Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm) |
| Jun 28, 2021 | 424B5 → | EXECUTED | Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm) |
| Apr 2, 2021 | S-3ASR → | REGISTERED | Automatic shelf registration — effective immediately (large filers) |
| Dec 31, 2020 | 8-K → | EXECUTED | Unregistered share sale disclosed (8-K item 3.02) |
| Jul 21, 2017 | 424B5 → | EXECUTED | Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm) |
| Jul 20, 2017 | FWP → | MARKETING | Free-writing prospectus — offering being marketed |
| Jul 17, 2017 | S-3ASR → | REGISTERED | Automatic shelf registration — effective immediately (large filers) |
| Jul 17, 2017 | 424B2 → | EXECUTED | Prospectus supplement priced — shares or notes (large filers: often a bond deal) |
| Jun 26, 2015 | 424B7 → | UPDATE | Resale prospectus — existing holders registering to sell |
| Jun 1, 2015 | 8-K → | EXECUTED | Unregistered share sale disclosed (8-K item 3.02) |
| Mar 13, 2015 | S-3ASR → | REGISTERED | Automatic shelf registration — effective immediately (large filers) |
| Feb 20, 2015 | 8-K → | EXECUTED | Unregistered share sale disclosed (8-K item 3.02) |
| Jan 16, 2015 | 8-K → | EXECUTED | Unregistered share sale disclosed (8-K item 3.02) |
| Dec 29, 2014 | 8-K → | EXECUTED | Unregistered share sale disclosed (8-K item 3.02) |
| Nov 19, 2014 | 8-K → | EXECUTED | Unregistered share sale disclosed (8-K item 3.02) |
| Sep 18, 2014 | 8-K → | EXECUTED | Unregistered share sale disclosed (8-K item 3.02) |
| Sep 15, 2014 | 8-K → | EXECUTED | Unregistered share sale disclosed (8-K item 3.02) |
| Sep 2, 2014 | 8-K → | EXECUTED | Unregistered share sale disclosed (8-K item 3.02) |
| Jul 30, 2014 | 8-K → | EXECUTED | Unregistered share sale disclosed (8-K item 3.02) |
| Feb 24, 2014 | 424B3 → | UPDATE | Prospectus update — often a resale registration, not necessarily new capital |
| Feb 24, 2014 | EFFECT → | EFFECTIVE | SEC declared a registration effective — selling can begin |
| Feb 21, 2014 | 8-K → | EXECUTED | Unregistered share sale disclosed (8-K item 3.02) |
| Feb 3, 2014 | 424B5 → | EXECUTED | Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm) |
| Jan 28, 2014 | 424B5 → | EXECUTED | Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm) |
| Jan 27, 2014 | S-3ASR → | REGISTERED | Automatic shelf registration — effective immediately (large filers) |
| Oct 17, 2013 | 8-K → | EXECUTED | Unregistered share sale disclosed (8-K item 3.02) |
| Aug 16, 2013 | 8-K → | EXECUTED | Unregistered share sale disclosed (8-K item 3.02) |
| Aug 9, 2013 | 424B5 → | EXECUTED | Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm) |
| Aug 8, 2013 | FWP → | MARKETING | Free-writing prospectus — offering being marketed |
| Aug 5, 2013 | S-3MEF → | REGISTERED | S-3MEF registration — capacity to sell shares, not a sale yet |
| Aug 5, 2013 | 424B5 → | EXECUTED | Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm) |
| Jul 15, 2013 | 8-K → | EXECUTED | Unregistered share sale disclosed (8-K item 3.02) |
| Jul 9, 2013 | EFFECT → | EFFECTIVE | SEC declared a registration effective — selling can begin |
| Jun 26, 2013 | S-3/A → | REGISTERED | S-3/A registration — capacity to sell shares, not a sale yet |
| May 24, 2013 | S-3 → | REGISTERED | S-3 registration — capacity to sell shares, not a sale yet |
Two honest limits. (1) A 424B takedown can price shares or notes— EDGAR’s metadata doesn’t say which, so open the document: large investment-grade filers use these mostly for bond deals (no dilution), small-caps mostly for shares. (2) At-the-market (ATM) programs sell shares gradually and individual sales are not separately filed — the visible footprint is the enabling shelf and its 424B5; actual ATM share counts surface later in the 10-Q/10-K share count. Educational information from public filings, not investment advice.
XPO offering FAQ
When did XPO last execute an offering?
Per SEC filings, XPO, Inc.'s most recent priced offering document is a 424B5 filed 2021-06-29. Note a 424B takedown can price shares or notes (debt) — the linked document says which.
When did XPO last announce or register an offering?
The most recent registration is a S-3ASR filed 2021-04-02. A registration is capacity to sell shares — not a sale.
Does an offering always mean dilution?
Registered direct offerings and shelf takedowns issue new shares and dilute existing holders. Resale registrations (424B3/B7) let existing holders sell and do not create new shares. Secondary sales by insiders also do not dilute. Each row here is labeled with what it is.