Offerings // XAI Floating Rate & Alternative Income Trust

XFLT offering history

Every offering-related filing in XAI Floating Rate & Alternative Income Trust’s recent SEC record — registrations (announced capacity) kept separate from pricing documents (executed sales). Reviewed 535 filings back to Apr 7, 2017.

Last executed offering

Dec 19, 2025

8-K — priced deal (shares or notes)

Last registration (announced)

None found

in filings back to Apr 7, 2017

Executed, last 12 months

424B pricings + 8-K 3.02 sales

Registered, last 12 months

S-1/S-3/F-series registrations

Date	Filing		What it means
Dec 19, 2025	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
Oct 23, 2025	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
Jul 1, 2025	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Oct 11, 2024	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
Oct 2, 2024	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
Sep 23, 2024	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
Aug 1, 2024	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
Jun 14, 2024	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
Jun 4, 2024	424B2 →	EXECUTED	Prospectus supplement priced — shares or notes (large filers: often a bond deal)
Apr 5, 2024	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
Feb 29, 2024	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
Feb 14, 2024	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
Feb 9, 2024	424B2 →	EXECUTED	Prospectus supplement priced — shares or notes (large filers: often a bond deal)
Feb 2, 2024	424B2 →	EXECUTED	Prospectus supplement priced — shares or notes (large filers: often a bond deal)
Feb 2, 2024	424B2 →	EXECUTED	Prospectus supplement priced — shares or notes (large filers: often a bond deal)
Aug 4, 2023	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
May 11, 2023	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
Jan 6, 2023	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
Jul 6, 2022	424B2 →	EXECUTED	Prospectus supplement priced — shares or notes (large filers: often a bond deal)
Jun 29, 2022	424B2 →	EXECUTED	Prospectus supplement priced — shares or notes (large filers: often a bond deal)
Jun 29, 2022	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
Jun 28, 2022	424B2 →	EXECUTED	Prospectus supplement priced — shares or notes (large filers: often a bond deal)
Feb 24, 2022	424B8 →	UPDATE	Resale prospectus — existing holders registering to sell
Feb 11, 2022	424B2 →	EXECUTED	Prospectus supplement priced — shares or notes (large filers: often a bond deal)
Jan 24, 2022	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Dec 2, 2021	424B2 →	EXECUTED	Prospectus supplement priced — shares or notes (large filers: often a bond deal)
Sep 9, 2021	424B2 →	EXECUTED	Prospectus supplement priced — shares or notes (large filers: often a bond deal)
Aug 23, 2021	424B2 →	EXECUTED	Prospectus supplement priced — shares or notes (large filers: often a bond deal)
Jul 22, 2021	424B2 →	EXECUTED	Prospectus supplement priced — shares or notes (large filers: often a bond deal)
Jul 20, 2021	424B2 →	EXECUTED	Prospectus supplement priced — shares or notes (large filers: often a bond deal)
Apr 13, 2021	424B3 →	UPDATE	Prospectus update — often a resale registration, not necessarily new capital
Mar 31, 2021	424B2 →	EXECUTED	Prospectus supplement priced — shares or notes (large filers: often a bond deal)
Mar 25, 2021	424B2 →	EXECUTED	Prospectus supplement priced — shares or notes (large filers: often a bond deal)
Mar 24, 2021	FWP →	MARKETING	Free-writing prospectus — offering being marketed
Mar 23, 2021	424B2 →	EXECUTED	Prospectus supplement priced — shares or notes (large filers: often a bond deal)
Feb 26, 2021	424B2 →	EXECUTED	Prospectus supplement priced — shares or notes (large filers: often a bond deal)
Feb 24, 2021	424B2 →	EXECUTED	Prospectus supplement priced — shares or notes (large filers: often a bond deal)
Feb 8, 2021	424B2 →	EXECUTED	Prospectus supplement priced — shares or notes (large filers: often a bond deal)
Feb 2, 2021	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Dec 7, 2020	424B5 →	EXECUTED	Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm)

XFLT offering-related filings from SEC EDGAR, newest first (capped at 40). Each links to the original document.

Two honest limits. (1) A 424B takedown can price shares or notes— EDGAR’s metadata doesn’t say which, so open the document: large investment-grade filers use these mostly for bond deals (no dilution), small-caps mostly for shares. (2) At-the-market (ATM) programs sell shares gradually and individual sales are not separately filed — the visible footprint is the enabling shelf and its 424B5; actual ATM share counts surface later in the 10-Q/10-K share count. Educational information from public filings, not investment advice.

Is a shelf active now? →Do they need money? →Red flags →Full XFLT workspace →

XFLT offering FAQ

When did XFLT last execute an offering?

Per SEC filings, XAI Floating Rate & Alternative Income Trust's most recent priced offering document is a 8-K filed 2025-12-19. Note a 424B takedown can price shares or notes (debt) — the linked document says which.

When did XFLT last announce or register an offering?

No offering registration (S-1/S-3/F-1/F-3) appears in the filings reviewed back to 2017-04-07.

Does an offering always mean dilution?

Registered direct offerings and shelf takedowns issue new shares and dilute existing holders. Resale registrations (424B3/B7) let existing holders sell and do not create new shares. Secondary sales by insiders also do not dilute. Each row here is labeled with what it is.