Offerings // Utz Brands, Inc.

UTZ offering history

Every offering-related filing in Utz Brands, Inc.’s recent SEC record — registrations (announced capacity) kept separate from pricing documents (executed sales). Reviewed 672 filings back to Jun 5, 2018.

Last executed offering

Apr 28, 2022

8-K — priced deal (shares or notes)

Last registration (announced)

May 5, 2022

S-3 — capacity, not a sale

Executed, last 12 months

424B pricings + 8-K 3.02 sales

Registered, last 12 months

S-1/S-3/F-series registrations

Date	Filing		What it means
May 16, 2022	424B3 →	UPDATE	Prospectus update — often a resale registration, not necessarily new capital
May 16, 2022	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
May 5, 2022	S-3 →	REGISTERED	S-3 registration — capacity to sell shares, not a sale yet
Apr 28, 2022	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
Sep 16, 2021	424B3 →	UPDATE	Prospectus update — often a resale registration, not necessarily new capital
Sep 16, 2021	424B3 →	UPDATE	Prospectus update — often a resale registration, not necessarily new capital
Sep 14, 2021	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Sep 9, 2021	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Sep 3, 2021	S-3 →	REGISTERED	S-3 registration — capacity to sell shares, not a sale yet
Aug 12, 2021	424B3 →	UPDATE	Prospectus update — often a resale registration, not necessarily new capital
May 21, 2021	424B3 →	UPDATE	Prospectus update — often a resale registration, not necessarily new capital
May 20, 2021	424B3 →	UPDATE	Prospectus update — often a resale registration, not necessarily new capital
May 19, 2021	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
May 4, 2021	424B3 →	UPDATE	Prospectus update — often a resale registration, not necessarily new capital
Apr 7, 2021	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Feb 23, 2021	424B3 →	UPDATE	Prospectus update — often a resale registration, not necessarily new capital
Feb 4, 2021	424B3 →	UPDATE	Prospectus update — often a resale registration, not necessarily new capital
Jan 20, 2021	424B3 →	UPDATE	Prospectus update — often a resale registration, not necessarily new capital
Jan 19, 2021	424B8 →	UPDATE	Resale prospectus — existing holders registering to sell
Jan 11, 2021	424B3 →	UPDATE	Prospectus update — often a resale registration, not necessarily new capital
Dec 29, 2020	424B3 →	UPDATE	Prospectus update — often a resale registration, not necessarily new capital
Dec 22, 2020	424B3 →	UPDATE	Prospectus update — often a resale registration, not necessarily new capital
Nov 5, 2020	424B3 →	UPDATE	Prospectus update — often a resale registration, not necessarily new capital
Oct 20, 2020	424B3 →	UPDATE	Prospectus update — often a resale registration, not necessarily new capital
Oct 14, 2020	424B3 →	UPDATE	Prospectus update — often a resale registration, not necessarily new capital
Oct 5, 2020	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Oct 1, 2020	S-1/A →	REGISTERED	S-1/A registration — capacity to sell shares, not a sale yet
Sep 21, 2020	S-1 →	REGISTERED	S-1 registration — capacity to sell shares, not a sale yet
Sep 3, 2020	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
Aug 7, 2020	424B3 →	UPDATE	Prospectus update — often a resale registration, not necessarily new capital
Aug 7, 2020	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Oct 10, 2018	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
Oct 5, 2018	424B4 →	EXECUTED	Final prospectus — offering priced (typical for IPOs and marketed share deals)
Oct 4, 2018	S-1MEF →	REGISTERED	S-1MEF registration — capacity to sell shares, not a sale yet
Oct 4, 2018	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Sep 17, 2018	S-1/A →	REGISTERED	S-1/A registration — capacity to sell shares, not a sale yet
Sep 12, 2018	S-1 →	REGISTERED	S-1 registration — capacity to sell shares, not a sale yet

UTZ offering-related filings from SEC EDGAR, newest first (capped at 40). Each links to the original document.

Two honest limits. (1) A 424B takedown can price shares or notes— EDGAR’s metadata doesn’t say which, so open the document: large investment-grade filers use these mostly for bond deals (no dilution), small-caps mostly for shares. (2) At-the-market (ATM) programs sell shares gradually and individual sales are not separately filed — the visible footprint is the enabling shelf and its 424B5; actual ATM share counts surface later in the 10-Q/10-K share count. Educational information from public filings, not investment advice.

Is a shelf active now? →Do they need money? →Red flags →Full UTZ workspace →

UTZ offering FAQ

When did UTZ last execute an offering?

Per SEC filings, Utz Brands, Inc.'s most recent priced offering document is a 8-K filed 2022-04-28. Note a 424B takedown can price shares or notes (debt) — the linked document says which.

When did UTZ last announce or register an offering?

The most recent registration is a S-3 filed 2022-05-05. A registration is capacity to sell shares — not a sale.

Does an offering always mean dilution?

Registered direct offerings and shelf takedowns issue new shares and dilute existing holders. Resale registrations (424B3/B7) let existing holders sell and do not create new shares. Secondary sales by insiders also do not dilute. Each row here is labeled with what it is.