Offerings // REAVES UTILITY INCOME FUND

UTG offering history

Every offering-related filing in REAVES UTILITY INCOME FUND’s recent SEC record — registrations (announced capacity) kept separate from pricing documents (executed sales). Reviewed 494 filings back to Sep 24, 2003.

Last executed offering

Sep 11, 2024

424B5 — priced deal (shares or notes)

Last registration (announced)

None found

in filings back to Sep 24, 2003

Executed, last 12 months

424B pricings + 8-K 3.02 sales

Registered, last 12 months

S-1/S-3/F-series registrations

Date	Filing		What it means
Sep 11, 2024	424B5 →	EXECUTED	Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm)
Sep 10, 2024	RW →	WITHDRAWN	Registration withdrawn
Feb 6, 2024	424B5 →	EXECUTED	Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm)
Oct 18, 2022	424B5 →	EXECUTED	Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm)
Nov 24, 2021	424B5 →	EXECUTED	Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm)
Nov 23, 2021	RW →	WITHDRAWN	Registration withdrawn
Nov 22, 2021	424B5 →	EXECUTED	Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm)
Jun 21, 2021	424B5 →	EXECUTED	Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm)
May 12, 2021	424B3 →	UPDATE	Prospectus update — often a resale registration, not necessarily new capital
Aug 12, 2020	424B5 →	EXECUTED	Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm)
Nov 12, 2019	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Aug 10, 2017	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Nov 13, 2015	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Jul 2, 2012	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin

UTG offering-related filings from SEC EDGAR, newest first (capped at 40). Each links to the original document.

Two honest limits. (1) A 424B takedown can price shares or notes— EDGAR’s metadata doesn’t say which, so open the document: large investment-grade filers use these mostly for bond deals (no dilution), small-caps mostly for shares. (2) At-the-market (ATM) programs sell shares gradually and individual sales are not separately filed — the visible footprint is the enabling shelf and its 424B5; actual ATM share counts surface later in the 10-Q/10-K share count. Educational information from public filings, not investment advice.

Is a shelf active now? →Do they need money? →Red flags →Full UTG workspace →

UTG offering FAQ

When did UTG last execute an offering?

Per SEC filings, REAVES UTILITY INCOME FUND's most recent priced offering document is a 424B5 filed 2024-09-11. Note a 424B takedown can price shares or notes (debt) — the linked document says which.

When did UTG last announce or register an offering?

No offering registration (S-1/S-3/F-1/F-3) appears in the filings reviewed back to 2003-09-24.

Does an offering always mean dilution?

Registered direct offerings and shelf takedowns issue new shares and dilute existing holders. Resale registrations (424B3/B7) let existing holders sell and do not create new shares. Secondary sales by insiders also do not dilute. Each row here is labeled with what it is.