ULH offering history
Every offering-related filing in UNIVERSAL LOGISTICS HOLDINGS, INC.’s recent SEC record — registrations (announced capacity) kept separate from pricing documents (executed sales). Reviewed 549 filings back to Nov 15, 2004.
| Date | Filing | What it means | |
|---|---|---|---|
| Sep 3, 2021 | EFFECT → | EFFECTIVE | SEC declared a registration effective — selling can begin |
| Aug 24, 2021 | S-3 → | REGISTERED | S-3 registration — capacity to sell shares, not a sale yet |
| Dec 8, 2017 | EFFECT → | EFFECTIVE | SEC declared a registration effective — selling can begin |
| Dec 1, 2017 | S-3/A → | REGISTERED | S-3/A registration — capacity to sell shares, not a sale yet |
| Oct 30, 2017 | S-3 → | REGISTERED | S-3 registration — capacity to sell shares, not a sale yet |
| May 1, 2014 | 424B5 → | EXECUTED | Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm) |
| Apr 28, 2014 | 424B5 → | EXECUTED | Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm) |
| Aug 16, 2013 | 424B5 → | EXECUTED | Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm) |
| Aug 15, 2013 | 424B5 → | EXECUTED | Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm) |
| May 22, 2013 | EFFECT → | EFFECTIVE | SEC declared a registration effective — selling can begin |
| May 8, 2013 | S-3/A → | REGISTERED | S-3/A registration — capacity to sell shares, not a sale yet |
| Mar 28, 2013 | S-3 → | REGISTERED | S-3 registration — capacity to sell shares, not a sale yet |
| Oct 1, 2012 | 8-K → | EXECUTED | Unregistered share sale disclosed (8-K item 3.02) |
| Jul 26, 2012 | 8-K → | EXECUTED | Unregistered share sale disclosed (8-K item 3.02) |
| Mar 12, 2010 | EFFECT → | EFFECTIVE | SEC declared a registration effective — selling can begin |
| Mar 1, 2010 | S-3 → | REGISTERED | S-3 registration — capacity to sell shares, not a sale yet |
| Feb 11, 2005 | 424B4 → | EXECUTED | Final prospectus — offering priced (typical for IPOs and marketed share deals) |
| Feb 9, 2005 | S-1/A → | REGISTERED | S-1/A registration — capacity to sell shares, not a sale yet |
| Feb 4, 2005 | S-1/A → | REGISTERED | S-1/A registration — capacity to sell shares, not a sale yet |
| Jan 31, 2005 | S-1/A → | REGISTERED | S-1/A registration — capacity to sell shares, not a sale yet |
| Jan 19, 2005 | S-1/A → | REGISTERED | S-1/A registration — capacity to sell shares, not a sale yet |
| Jan 7, 2005 | S-1/A → | REGISTERED | S-1/A registration — capacity to sell shares, not a sale yet |
| Nov 15, 2004 | S-1 → | REGISTERED | S-1 registration — capacity to sell shares, not a sale yet |
Two honest limits. (1) A 424B takedown can price shares or notes— EDGAR’s metadata doesn’t say which, so open the document: large investment-grade filers use these mostly for bond deals (no dilution), small-caps mostly for shares. (2) At-the-market (ATM) programs sell shares gradually and individual sales are not separately filed — the visible footprint is the enabling shelf and its 424B5; actual ATM share counts surface later in the 10-Q/10-K share count. Educational information from public filings, not investment advice.
ULH offering FAQ
When did ULH last execute an offering?
Per SEC filings, UNIVERSAL LOGISTICS HOLDINGS, INC.'s most recent priced offering document is a 424B5 filed 2014-05-01. Note a 424B takedown can price shares or notes (debt) — the linked document says which.
When did ULH last announce or register an offering?
The most recent registration is a S-3 filed 2021-08-24. A registration is capacity to sell shares — not a sale.
Does an offering always mean dilution?
Registered direct offerings and shelf takedowns issue new shares and dilute existing holders. Resale registrations (424B3/B7) let existing holders sell and do not create new shares. Secondary sales by insiders also do not dilute. Each row here is labeled with what it is.