ULBI offering history
Every offering-related filing in ULTRALIFE CORP’s recent SEC record — registrations (announced capacity) kept separate from pricing documents (executed sales). Reviewed 1,001 filings back to Sep 28, 2006.
| Date | Filing | What it means | |
|---|---|---|---|
| May 7, 2024 | EFFECT → | EFFECTIVE | SEC declared a registration effective — selling can begin |
| May 2, 2024 | S-3/A → | REGISTERED | S-3/A registration — capacity to sell shares, not a sale yet |
| Mar 29, 2024 | S-3 → | REGISTERED | S-3 registration — capacity to sell shares, not a sale yet |
| Apr 2, 2021 | EFFECT → | EFFECTIVE | SEC declared a registration effective — selling can begin |
| Mar 30, 2021 | S-3 → | REGISTERED | S-3 registration — capacity to sell shares, not a sale yet |
| Jan 14, 2008 | 8-K → | EXECUTED | Unregistered share sale disclosed (8-K item 3.02) |
| Jan 10, 2008 | 424B3 → | UPDATE | Prospectus update — often a resale registration, not necessarily new capital |
| Nov 19, 2007 | 8-K → | EXECUTED | Unregistered share sale disclosed (8-K item 3.02) |
| Nov 9, 2007 | FWP → | MARKETING | Free-writing prospectus — offering being marketed |
| Nov 9, 2007 | 424B5 → | EXECUTED | Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm) |
Two honest limits. (1) A 424B takedown can price shares or notes— EDGAR’s metadata doesn’t say which, so open the document: large investment-grade filers use these mostly for bond deals (no dilution), small-caps mostly for shares. (2) At-the-market (ATM) programs sell shares gradually and individual sales are not separately filed — the visible footprint is the enabling shelf and its 424B5; actual ATM share counts surface later in the 10-Q/10-K share count. Educational information from public filings, not investment advice.
ULBI offering FAQ
When did ULBI last execute an offering?
Per SEC filings, ULTRALIFE CORP's most recent priced offering document is a 8-K filed 2008-01-14. Note a 424B takedown can price shares or notes (debt) — the linked document says which.
When did ULBI last announce or register an offering?
The most recent registration is a S-3/A filed 2024-05-02. A registration is capacity to sell shares — not a sale.
Does an offering always mean dilution?
Registered direct offerings and shelf takedowns issue new shares and dilute existing holders. Resale registrations (424B3/B7) let existing holders sell and do not create new shares. Secondary sales by insiders also do not dilute. Each row here is labeled with what it is.