Offerings // TIPTREE INC.

TIPT offering history

Every offering-related filing in TIPTREE INC.’s recent SEC record — registrations (announced capacity) kept separate from pricing documents (executed sales). Reviewed 1,001 filings back to May 13, 2015.

Last executed offering

Apr 3, 2018

8-K — priced deal (shares or notes)

Last registration (announced)

May 31, 2024

S-3 — capacity, not a sale

Executed, last 12 months

424B pricings + 8-K 3.02 sales

Registered, last 12 months

S-1/S-3/F-series registrations

Date	Filing		What it means
Jun 10, 2024	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
May 31, 2024	S-3 →	REGISTERED	S-3 registration — capacity to sell shares, not a sale yet
Jul 14, 2021	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Jun 28, 2021	S-3 →	REGISTERED	S-3 registration — capacity to sell shares, not a sale yet
Jan 16, 2019	RW →	WITHDRAWN	Registration withdrawn
Jan 16, 2019	RW →	WITHDRAWN	Registration withdrawn
Jan 16, 2019	RW →	WITHDRAWN	Registration withdrawn
Aug 20, 2018	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Aug 9, 2018	S-3 →	REGISTERED	S-3 registration — capacity to sell shares, not a sale yet
Apr 3, 2018	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
Aug 31, 2017	424B3 →	UPDATE	Prospectus update — often a resale registration, not necessarily new capital
Aug 30, 2017	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Aug 14, 2017	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
Aug 14, 2017	S-1 →	REGISTERED	S-1 registration — capacity to sell shares, not a sale yet
Jun 6, 2017	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
Dec 15, 2016	424B3 →	UPDATE	Prospectus update — often a resale registration, not necessarily new capital
Dec 14, 2016	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Dec 7, 2016	S-3/A →	REGISTERED	S-3/A registration — capacity to sell shares, not a sale yet
Nov 2, 2016	S-3 →	REGISTERED	S-3 registration — capacity to sell shares, not a sale yet
Oct 8, 2015	424B3 →	UPDATE	Prospectus update — often a resale registration, not necessarily new capital
Oct 7, 2015	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Sep 17, 2015	S-3/A →	REGISTERED	S-3/A registration — capacity to sell shares, not a sale yet
Sep 8, 2015	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
Aug 18, 2015	S-3 →	REGISTERED	S-3 registration — capacity to sell shares, not a sale yet
Jul 1, 2015	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)

TIPT offering-related filings from SEC EDGAR, newest first (capped at 40). Each links to the original document.

Two honest limits. (1) A 424B takedown can price shares or notes— EDGAR’s metadata doesn’t say which, so open the document: large investment-grade filers use these mostly for bond deals (no dilution), small-caps mostly for shares. (2) At-the-market (ATM) programs sell shares gradually and individual sales are not separately filed — the visible footprint is the enabling shelf and its 424B5; actual ATM share counts surface later in the 10-Q/10-K share count. Educational information from public filings, not investment advice.

Is a shelf active now? →Do they need money? →Red flags →Full TIPT workspace →

TIPT offering FAQ

When did TIPT last execute an offering?

Per SEC filings, TIPTREE INC.'s most recent priced offering document is a 8-K filed 2018-04-03. Note a 424B takedown can price shares or notes (debt) — the linked document says which.

When did TIPT last announce or register an offering?

The most recent registration is a S-3 filed 2024-05-31. A registration is capacity to sell shares — not a sale.

Does an offering always mean dilution?

Registered direct offerings and shelf takedowns issue new shares and dilute existing holders. Resale registrations (424B3/B7) let existing holders sell and do not create new shares. Secondary sales by insiders also do not dilute. Each row here is labeled with what it is.