SUND offering history
Every offering-related filing in Sundance Strategies, Inc.’s recent SEC record — registrations (announced capacity) kept separate from pricing documents (executed sales). Reviewed 224 filings back to Apr 26, 2002.
| Date | Filing | What it means | |
|---|---|---|---|
| Dec 10, 2018 | 8-K → | EXECUTED | Unregistered share sale disclosed (8-K item 3.02) |
| Jun 20, 2013 | 8-K → | EXECUTED | Unregistered share sale disclosed (8-K item 3.02) |
| Apr 5, 2013 | 8-K → | EXECUTED | Unregistered share sale disclosed (8-K item 3.02) |
| Mar 12, 2008 | 8-K → | EXECUTED | Unregistered share sale disclosed (8-K item 3.02) |
| Nov 26, 2002 | RW → | WITHDRAWN | Registration withdrawn |
Two honest limits. (1) A 424B takedown can price shares or notes— EDGAR’s metadata doesn’t say which, so open the document: large investment-grade filers use these mostly for bond deals (no dilution), small-caps mostly for shares. (2) At-the-market (ATM) programs sell shares gradually and individual sales are not separately filed — the visible footprint is the enabling shelf and its 424B5; actual ATM share counts surface later in the 10-Q/10-K share count. Educational information from public filings, not investment advice.
SUND offering FAQ
When did SUND last execute an offering?
Per SEC filings, Sundance Strategies, Inc.'s most recent priced offering document is a 8-K filed 2018-12-10. Note a 424B takedown can price shares or notes (debt) — the linked document says which.
When did SUND last announce or register an offering?
No offering registration (S-1/S-3/F-1/F-3) appears in the filings reviewed back to 2002-04-26.
Does an offering always mean dilution?
Registered direct offerings and shelf takedowns issue new shares and dilute existing holders. Resale registrations (424B3/B7) let existing holders sell and do not create new shares. Secondary sales by insiders also do not dilute. Each row here is labeled with what it is.