Offerings // SPORTSMAN'S WAREHOUSE HOLDINGS, INC.

SPWH offering history

Every offering-related filing in SPORTSMAN'S WAREHOUSE HOLDINGS, INC.’s recent SEC record — registrations (announced capacity) kept separate from pricing documents (executed sales). Reviewed 637 filings back to Jun 17, 2002.

Last executed offering

Apr 14, 2016

424B5 — priced deal (shares or notes)

Last registration (announced)

Apr 24, 2018

S-3 — capacity, not a sale

Executed, last 12 months

424B pricings + 8-K 3.02 sales

Registered, last 12 months

S-1/S-3/F-series registrations

Date	Filing		What it means
Jul 20, 2018	424B7 →	UPDATE	Resale prospectus — existing holders registering to sell
Jul 18, 2018	424B7 →	UPDATE	Resale prospectus — existing holders registering to sell
May 3, 2018	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Apr 24, 2018	S-3 →	REGISTERED	S-3 registration — capacity to sell shares, not a sale yet
Apr 14, 2016	424B5 →	EXECUTED	Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm)
Apr 12, 2016	424B5 →	EXECUTED	Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm)
Sep 25, 2015	424B5 →	EXECUTED	Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm)
Sep 21, 2015	424B5 →	EXECUTED	Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm)
Jul 14, 2015	S-3/A →	REGISTERED	S-3/A registration — capacity to sell shares, not a sale yet
Jul 14, 2015	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
May 29, 2015	S-3 →	REGISTERED	S-3 registration — capacity to sell shares, not a sale yet
Apr 17, 2014	424B4 →	EXECUTED	Final prospectus — offering priced (typical for IPOs and marketed share deals)
Apr 16, 2014	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Apr 15, 2014	S-1/A →	REGISTERED	S-1/A registration — capacity to sell shares, not a sale yet
Apr 7, 2014	S-1/A →	REGISTERED	S-1/A registration — capacity to sell shares, not a sale yet
Apr 2, 2014	S-1/A →	REGISTERED	S-1/A registration — capacity to sell shares, not a sale yet
Mar 24, 2014	S-1/A →	REGISTERED	S-1/A registration — capacity to sell shares, not a sale yet
Mar 7, 2014	S-1 →	REGISTERED	S-1 registration — capacity to sell shares, not a sale yet

SPWH offering-related filings from SEC EDGAR, newest first (capped at 40). Each links to the original document.

Two honest limits. (1) A 424B takedown can price shares or notes— EDGAR’s metadata doesn’t say which, so open the document: large investment-grade filers use these mostly for bond deals (no dilution), small-caps mostly for shares. (2) At-the-market (ATM) programs sell shares gradually and individual sales are not separately filed — the visible footprint is the enabling shelf and its 424B5; actual ATM share counts surface later in the 10-Q/10-K share count. Educational information from public filings, not investment advice.

Is a shelf active now? →Do they need money? →Red flags →Full SPWH workspace →

SPWH offering FAQ

When did SPWH last execute an offering?

Per SEC filings, SPORTSMAN'S WAREHOUSE HOLDINGS, INC.'s most recent priced offering document is a 424B5 filed 2016-04-14. Note a 424B takedown can price shares or notes (debt) — the linked document says which.

When did SPWH last announce or register an offering?

The most recent registration is a S-3 filed 2018-04-24. A registration is capacity to sell shares — not a sale.

Does an offering always mean dilution?

Registered direct offerings and shelf takedowns issue new shares and dilute existing holders. Resale registrations (424B3/B7) let existing holders sell and do not create new shares. Secondary sales by insiders also do not dilute. Each row here is labeled with what it is.