SNDL offering history
Every offering-related filing in SNDL Inc.’s recent SEC record — registrations (announced capacity) kept separate from pricing documents (executed sales). Reviewed 397 filings back to Apr 29, 2019.
| Date | Filing | What it means | |
|---|---|---|---|
| Mar 22, 2021 | 424B5 → | EXECUTED | Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm) |
| Mar 18, 2021 | EFFECT → | EFFECTIVE | SEC declared a registration effective — selling can begin |
| Mar 18, 2021 | EFFECT → | EFFECTIVE | SEC declared a registration effective — selling can begin |
| Mar 3, 2021 | F-3 → | REGISTERED | F-3 registration — capacity to sell shares, not a sale yet |
| Feb 16, 2021 | F-3 → | REGISTERED | F-3 registration — capacity to sell shares, not a sale yet |
| Feb 2, 2021 | F-3MEF → | REGISTERED | F-3MEF registration — capacity to sell shares, not a sale yet |
| Feb 2, 2021 | 424B5 → | EXECUTED | Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm) |
| Feb 1, 2021 | 424B5 → | EXECUTED | Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm) |
| Jan 29, 2021 | 424B5 → | EXECUTED | Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm) |
| Jan 29, 2021 | 424B5 → | EXECUTED | Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm) |
| Jan 25, 2021 | 424B5 → | EXECUTED | Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm) |
| Jan 25, 2021 | EFFECT → | EFFECTIVE | SEC declared a registration effective — selling can begin |
| Jan 21, 2021 | F-3 → | REGISTERED | F-3 registration — capacity to sell shares, not a sale yet |
| Jan 19, 2021 | RW → | WITHDRAWN | Registration withdrawn |
| Jan 15, 2021 | F-3 → | REGISTERED | F-3 registration — capacity to sell shares, not a sale yet |
| Jan 11, 2021 | 424B5 → | EXECUTED | Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm) |
| Dec 15, 2020 | 424B5 → | EXECUTED | Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm) |
| Dec 14, 2020 | EFFECT → | EFFECTIVE | SEC declared a registration effective — selling can begin |
| Dec 4, 2020 | F-3 → | REGISTERED | F-3 registration — capacity to sell shares, not a sale yet |
| Oct 22, 2020 | F-3/A → | REGISTERED | F-3/A registration — capacity to sell shares, not a sale yet |
| Oct 22, 2020 | EFFECT → | EFFECTIVE | SEC declared a registration effective — selling can begin |
| Oct 13, 2020 | F-3 → | REGISTERED | F-3 registration — capacity to sell shares, not a sale yet |
| Aug 17, 2020 | 424B5 → | EXECUTED | Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm) |
| Aug 13, 2020 | 424B5 → | EXECUTED | Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm) |
| Aug 13, 2020 | EFFECT → | EFFECTIVE | SEC declared a registration effective — selling can begin |
| Aug 10, 2020 | EFFECT → | EFFECTIVE | SEC declared a registration effective — selling can begin |
| Aug 4, 2020 | F-3 → | REGISTERED | F-3 registration — capacity to sell shares, not a sale yet |
| Jul 20, 2020 | EFFECT → | EFFECTIVE | SEC declared a registration effective — selling can begin |
| Jul 16, 2020 | F-1 → | REGISTERED | F-1 registration — capacity to sell shares, not a sale yet |
| Aug 1, 2019 | 424B4 → | EXECUTED | Final prospectus — offering priced (typical for IPOs and marketed share deals) |
| Jul 31, 2019 | F-1MEF → | REGISTERED | F-1MEF registration — capacity to sell shares, not a sale yet |
| Jul 31, 2019 | EFFECT → | EFFECTIVE | SEC declared a registration effective — selling can begin |
| Jul 30, 2019 | F-1/A → | REGISTERED | F-1/A registration — capacity to sell shares, not a sale yet |
| Jul 30, 2019 | FWP → | MARKETING | Free-writing prospectus — offering being marketed |
| Jul 23, 2019 | F-1/A → | REGISTERED | F-1/A registration — capacity to sell shares, not a sale yet |
| Jul 5, 2019 | F-1 → | REGISTERED | F-1 registration — capacity to sell shares, not a sale yet |
Two honest limits. (1) A 424B takedown can price shares or notes— EDGAR’s metadata doesn’t say which, so open the document: large investment-grade filers use these mostly for bond deals (no dilution), small-caps mostly for shares. (2) At-the-market (ATM) programs sell shares gradually and individual sales are not separately filed — the visible footprint is the enabling shelf and its 424B5; actual ATM share counts surface later in the 10-Q/10-K share count. Educational information from public filings, not investment advice.
SNDL offering FAQ
When did SNDL last execute an offering?
Per SEC filings, SNDL Inc.'s most recent priced offering document is a 424B5 filed 2021-03-22. Note a 424B takedown can price shares or notes (debt) — the linked document says which.
When did SNDL last announce or register an offering?
The most recent registration is a F-3 filed 2021-03-03. A registration is capacity to sell shares — not a sale.
Does an offering always mean dilution?
Registered direct offerings and shelf takedowns issue new shares and dilute existing holders. Resale registrations (424B3/B7) let existing holders sell and do not create new shares. Secondary sales by insiders also do not dilute. Each row here is labeled with what it is.