Offerings // SIGA TECHNOLOGIES INC

SIGA offering history

Every offering-related filing in SIGA TECHNOLOGIES INC’s recent SEC record — registrations (announced capacity) kept separate from pricing documents (executed sales). Reviewed 1,002 filings back to Jul 11, 2003.

Last executed offering

Nov 18, 2016

8-K — priced deal (shares or notes)

Last registration (announced)

Oct 19, 2016

S-1/A — capacity, not a sale

Executed, last 12 months

424B pricings + 8-K 3.02 sales

Registered, last 12 months

S-1/S-3/F-series registrations

Date	Filing		What it means
Nov 18, 2016	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
Nov 2, 2016	424B3 →	UPDATE	Prospectus update — often a resale registration, not necessarily new capital
Oct 21, 2016	424B3 →	UPDATE	Prospectus update — often a resale registration, not necessarily new capital
Oct 21, 2016	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Oct 19, 2016	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
Oct 19, 2016	S-1/A →	REGISTERED	S-1/A registration — capacity to sell shares, not a sale yet
Oct 13, 2016	S-1/A →	REGISTERED	S-1/A registration — capacity to sell shares, not a sale yet
Sep 20, 2016	S-1/A →	REGISTERED	S-1/A registration — capacity to sell shares, not a sale yet
Sep 7, 2016	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
Aug 22, 2016	S-1/A →	REGISTERED	S-1/A registration — capacity to sell shares, not a sale yet
Jun 6, 2016	S-1 →	REGISTERED	S-1 registration — capacity to sell shares, not a sale yet
May 6, 2013	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
Jul 27, 2010	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
Jun 22, 2010	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
Feb 26, 2010	424B3 →	UPDATE	Prospectus update — often a resale registration, not necessarily new capital
Dec 14, 2009	FWP →	MARKETING	Free-writing prospectus — offering being marketed
Dec 10, 2009	424B2 →	EXECUTED	Prospectus supplement priced — shares or notes (large filers: often a bond deal)
Nov 18, 2009	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Nov 9, 2009	S-3/A →	REGISTERED	S-3/A registration — capacity to sell shares, not a sale yet
Oct 29, 2009	S-3 →	REGISTERED	S-3 registration — capacity to sell shares, not a sale yet
Sep 17, 2009	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
Jun 19, 2009	424B3 →	UPDATE	Prospectus update — often a resale registration, not necessarily new capital
May 19, 2009	424B3 →	UPDATE	Prospectus update — often a resale registration, not necessarily new capital
Apr 30, 2009	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
Feb 24, 2009	424B3 →	UPDATE	Prospectus update — often a resale registration, not necessarily new capital
May 16, 2007	424B3 →	UPDATE	Prospectus update — often a resale registration, not necessarily new capital
May 16, 2007	424B3 →	UPDATE	Prospectus update — often a resale registration, not necessarily new capital
Dec 26, 2006	424B3 →	UPDATE	Prospectus update — often a resale registration, not necessarily new capital
Dec 22, 2006	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Dec 5, 2006	424B3 →	UPDATE	Prospectus update — often a resale registration, not necessarily new capital
Dec 4, 2006	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Dec 1, 2006	S-3 →	REGISTERED	S-3 registration — capacity to sell shares, not a sale yet
Nov 17, 2006	S-3 →	REGISTERED	S-3 registration — capacity to sell shares, not a sale yet
Oct 27, 2006	424B3 →	UPDATE	Prospectus update — often a resale registration, not necessarily new capital
Oct 20, 2006	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
Apr 18, 2006	424B3 →	UPDATE	Prospectus update — often a resale registration, not necessarily new capital
Mar 31, 2006	S-3 →	REGISTERED	S-3 registration — capacity to sell shares, not a sale yet
Dec 5, 2005	424B3 →	UPDATE	Prospectus update — often a resale registration, not necessarily new capital
Nov 29, 2005	S-3/A →	REGISTERED	S-3/A registration — capacity to sell shares, not a sale yet
Nov 16, 2005	S-3 →	REGISTERED	S-3 registration — capacity to sell shares, not a sale yet

SIGA offering-related filings from SEC EDGAR, newest first (capped at 40). Each links to the original document.

Two honest limits. (1) A 424B takedown can price shares or notes— EDGAR’s metadata doesn’t say which, so open the document: large investment-grade filers use these mostly for bond deals (no dilution), small-caps mostly for shares. (2) At-the-market (ATM) programs sell shares gradually and individual sales are not separately filed — the visible footprint is the enabling shelf and its 424B5; actual ATM share counts surface later in the 10-Q/10-K share count. Educational information from public filings, not investment advice.

Is a shelf active now? →Do they need money? →Red flags →Full SIGA workspace →

SIGA offering FAQ

When did SIGA last execute an offering?

Per SEC filings, SIGA TECHNOLOGIES INC's most recent priced offering document is a 8-K filed 2016-11-18. Note a 424B takedown can price shares or notes (debt) — the linked document says which.

When did SIGA last announce or register an offering?

The most recent registration is a S-1/A filed 2016-10-19. A registration is capacity to sell shares — not a sale.

Does an offering always mean dilution?

Registered direct offerings and shelf takedowns issue new shares and dilute existing holders. Resale registrations (424B3/B7) let existing holders sell and do not create new shares. Secondary sales by insiders also do not dilute. Each row here is labeled with what it is.