Offerings // Silvercrest Asset Management Group Inc.

SAMG offering history

Every offering-related filing in Silvercrest Asset Management Group Inc.’s recent SEC record — registrations (announced capacity) kept separate from pricing documents (executed sales). Reviewed 545 filings back to Jun 11, 2012.

Last executed offering

Jul 2, 2019

8-K — priced deal (shares or notes)

Last registration (announced)

Jul 10, 2014

S-3/A — capacity, not a sale

Executed, last 12 months

424B pricings + 8-K 3.02 sales

Registered, last 12 months

S-1/S-3/F-series registrations

Date	Filing		What it means
Jul 2, 2019	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
Apr 15, 2019	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
Jan 5, 2018	424B7 →	UPDATE	Resale prospectus — existing holders registering to sell
Aug 14, 2015	424B7 →	UPDATE	Resale prospectus — existing holders registering to sell
Mar 31, 2015	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
Nov 19, 2014	424B7 →	UPDATE	Resale prospectus — existing holders registering to sell
Nov 18, 2014	424B7 →	UPDATE	Resale prospectus — existing holders registering to sell
Aug 22, 2014	424B7 →	UPDATE	Resale prospectus — existing holders registering to sell
Aug 19, 2014	424B7 →	UPDATE	Resale prospectus — existing holders registering to sell
Jul 16, 2014	424B1 →	EXECUTED	Prospectus supplement priced — shares or notes (large filers: often a bond deal)
Jul 15, 2014	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Jul 10, 2014	S-3/A →	REGISTERED	S-3/A registration — capacity to sell shares, not a sale yet
Jun 26, 2014	S-3 →	REGISTERED	S-3 registration — capacity to sell shares, not a sale yet
Jun 28, 2013	424B4 →	EXECUTED	Final prospectus — offering priced (typical for IPOs and marketed share deals)
Jun 26, 2013	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Jun 25, 2013	S-1/A →	REGISTERED	S-1/A registration — capacity to sell shares, not a sale yet
Jun 17, 2013	S-1/A →	REGISTERED	S-1/A registration — capacity to sell shares, not a sale yet
Jun 11, 2013	S-1/A →	REGISTERED	S-1/A registration — capacity to sell shares, not a sale yet
May 22, 2013	S-1/A →	REGISTERED	S-1/A registration — capacity to sell shares, not a sale yet
Apr 19, 2013	S-1 →	REGISTERED	S-1 registration — capacity to sell shares, not a sale yet
Apr 19, 2013	FWP →	MARKETING	Free-writing prospectus — offering being marketed
Apr 19, 2013	FWP →	MARKETING	Free-writing prospectus — offering being marketed
Nov 15, 2012	RW →	WITHDRAWN	Registration withdrawn
Nov 14, 2012	RW →	WITHDRAWN	Registration withdrawn
Nov 13, 2012	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Nov 9, 2012	S-1/A →	REGISTERED	S-1/A registration — capacity to sell shares, not a sale yet
Nov 7, 2012	S-1/A →	REGISTERED	S-1/A registration — capacity to sell shares, not a sale yet
Oct 30, 2012	S-1/A →	REGISTERED	S-1/A registration — capacity to sell shares, not a sale yet
Oct 25, 2012	S-1/A →	REGISTERED	S-1/A registration — capacity to sell shares, not a sale yet
Oct 9, 2012	S-1/A →	REGISTERED	S-1/A registration — capacity to sell shares, not a sale yet
Sep 19, 2012	FWP →	MARKETING	Free-writing prospectus — offering being marketed
Sep 19, 2012	FWP →	MARKETING	Free-writing prospectus — offering being marketed
Sep 18, 2012	S-1 →	REGISTERED	S-1 registration — capacity to sell shares, not a sale yet

SAMG offering-related filings from SEC EDGAR, newest first (capped at 40). Each links to the original document.

Two honest limits. (1) A 424B takedown can price shares or notes— EDGAR’s metadata doesn’t say which, so open the document: large investment-grade filers use these mostly for bond deals (no dilution), small-caps mostly for shares. (2) At-the-market (ATM) programs sell shares gradually and individual sales are not separately filed — the visible footprint is the enabling shelf and its 424B5; actual ATM share counts surface later in the 10-Q/10-K share count. Educational information from public filings, not investment advice.

Is a shelf active now? →Do they need money? →Red flags →Full SAMG workspace →

SAMG offering FAQ

When did SAMG last execute an offering?

Per SEC filings, Silvercrest Asset Management Group Inc.'s most recent priced offering document is a 8-K filed 2019-07-02. Note a 424B takedown can price shares or notes (debt) — the linked document says which.

When did SAMG last announce or register an offering?

The most recent registration is a S-3/A filed 2014-07-10. A registration is capacity to sell shares — not a sale.

Does an offering always mean dilution?

Registered direct offerings and shelf takedowns issue new shares and dilute existing holders. Resale registrations (424B3/B7) let existing holders sell and do not create new shares. Secondary sales by insiders also do not dilute. Each row here is labeled with what it is.