RVSB offering history
Every offering-related filing in RIVERVIEW BANCORP INC’s recent SEC record — registrations (announced capacity) kept separate from pricing documents (executed sales). Reviewed 902 filings back to Jun 27, 1997.
| Date | Filing | What it means | |
|---|---|---|---|
| Apr 26, 2017 | EFFECT → | EFFECTIVE | SEC declared a registration effective — selling can begin |
| Apr 12, 2017 | S-3 → | REGISTERED | S-3 registration — capacity to sell shares, not a sale yet |
| Jul 30, 2010 | RW → | WITHDRAWN | Registration withdrawn |
| Jul 30, 2010 | 424B1 → | EXECUTED | Prospectus supplement priced — shares or notes (large filers: often a bond deal) |
| Jul 29, 2010 | S-1 → | REGISTERED | S-1 registration — capacity to sell shares, not a sale yet |
| Jul 29, 2010 | S-1MEF → | REGISTERED | S-1MEF registration — capacity to sell shares, not a sale yet |
| Jul 27, 2010 | EFFECT → | EFFECTIVE | SEC declared a registration effective — selling can begin |
| Jul 16, 2010 | FWP → | MARKETING | Free-writing prospectus — offering being marketed |
| Jul 15, 2010 | S-1/A → | REGISTERED | S-1/A registration — capacity to sell shares, not a sale yet |
| Jul 2, 2010 | S-1/A → | REGISTERED | S-1/A registration — capacity to sell shares, not a sale yet |
| Jun 7, 2010 | S-1/A → | REGISTERED | S-1/A registration — capacity to sell shares, not a sale yet |
| Feb 17, 2010 | S-1/A → | REGISTERED | S-1/A registration — capacity to sell shares, not a sale yet |
| Dec 10, 2009 | S-1/A → | REGISTERED | S-1/A registration — capacity to sell shares, not a sale yet |
| Oct 22, 2009 | S-1 → | REGISTERED | S-1 registration — capacity to sell shares, not a sale yet |
| Mar 22, 2005 | 424B3 → | UPDATE | Prospectus update — often a resale registration, not necessarily new capital |
| May 14, 2003 | 424B3 → | UPDATE | Prospectus update — often a resale registration, not necessarily new capital |
| Aug 27, 1997 | 424B1 → | EXECUTED | Prospectus supplement priced — shares or notes (large filers: often a bond deal) |
| Aug 12, 1997 | S-1/A → | REGISTERED | S-1/A registration — capacity to sell shares, not a sale yet |
| Aug 11, 1997 | S-1/A → | REGISTERED | S-1/A registration — capacity to sell shares, not a sale yet |
| Aug 6, 1997 | S-1/A → | REGISTERED | S-1/A registration — capacity to sell shares, not a sale yet |
| Jun 27, 1997 | S-1 → | REGISTERED | S-1 registration — capacity to sell shares, not a sale yet |
Two honest limits. (1) A 424B takedown can price shares or notes— EDGAR’s metadata doesn’t say which, so open the document: large investment-grade filers use these mostly for bond deals (no dilution), small-caps mostly for shares. (2) At-the-market (ATM) programs sell shares gradually and individual sales are not separately filed — the visible footprint is the enabling shelf and its 424B5; actual ATM share counts surface later in the 10-Q/10-K share count. Educational information from public filings, not investment advice.
RVSB offering FAQ
When did RVSB last execute an offering?
Per SEC filings, RIVERVIEW BANCORP INC's most recent priced offering document is a 424B1 filed 2010-07-30. Note a 424B takedown can price shares or notes (debt) — the linked document says which.
When did RVSB last announce or register an offering?
The most recent registration is a S-3 filed 2017-04-12. A registration is capacity to sell shares — not a sale.
Does an offering always mean dilution?
Registered direct offerings and shelf takedowns issue new shares and dilute existing holders. Resale registrations (424B3/B7) let existing holders sell and do not create new shares. Secondary sales by insiders also do not dilute. Each row here is labeled with what it is.