REFI offering history
Every offering-related filing in Chicago Atlantic Real Estate Finance, Inc.’s recent SEC record — registrations (announced capacity) kept separate from pricing documents (executed sales). Reviewed 214 filings back to Aug 10, 2021.
| Date | Filing | What it means | |
|---|---|---|---|
| Jul 13, 2026 | 8-K → | EXECUTED | Unregistered share sale disclosed (8-K item 3.02) |
| Jan 16, 2026 | S-3 → | REGISTERED | S-3 registration — capacity to sell shares, not a sale yet |
| Mar 17, 2025 | 424B5 → | EXECUTED | Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm) |
| Jun 21, 2023 | 424B5 → | EXECUTED | Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm) |
| Feb 15, 2023 | 424B2 → | EXECUTED | Prospectus supplement priced — shares or notes (large filers: often a bond deal) |
| Jan 19, 2023 | EFFECT → | EFFECTIVE | SEC declared a registration effective — selling can begin |
| Jan 17, 2023 | S-3/A → | REGISTERED | S-3/A registration — capacity to sell shares, not a sale yet |
| Dec 21, 2022 | S-3 → | REGISTERED | S-3 registration — capacity to sell shares, not a sale yet |
| Dec 9, 2021 | 424B4 → | EXECUTED | Final prospectus — offering priced (typical for IPOs and marketed share deals) |
| Dec 7, 2021 | EFFECT → | EFFECTIVE | SEC declared a registration effective — selling can begin |
| Dec 6, 2021 | S-11/A → | REGISTERED | S-11/A registration — capacity to sell shares, not a sale yet |
| Nov 30, 2021 | S-11/A → | REGISTERED | S-11/A registration — capacity to sell shares, not a sale yet |
| Nov 29, 2021 | S-11/A → | REGISTERED | S-11/A registration — capacity to sell shares, not a sale yet |
| Nov 12, 2021 | S-11/A → | REGISTERED | S-11/A registration — capacity to sell shares, not a sale yet |
| Oct 26, 2021 | S-11 → | REGISTERED | S-11 registration — capacity to sell shares, not a sale yet |
Two honest limits. (1) A 424B takedown can price shares or notes — EDGAR’s metadata doesn’t say which, so open the document: large investment-grade filers use these mostly for bond deals (no dilution), small-caps mostly for shares. (2) At-the-market (ATM) programs sell shares gradually and individual sales are not separately filed — the visible footprint is the enabling shelf and its 424B5; actual ATM share counts surface later in the 10-Q/10-K share count. Educational information from public filings, not investment advice.
REFI offering FAQ
When did REFI last execute an offering?
Per SEC filings, Chicago Atlantic Real Estate Finance, Inc.'s most recent priced offering document is a 8-K filed 2026-07-13. Note a 424B takedown can price shares or notes (debt) — the linked document says which.
When did REFI last announce or register an offering?
The most recent registration is a S-3 filed 2026-01-16. A registration is capacity to sell shares — not a sale.
Does an offering always mean dilution?
Registered direct offerings and shelf takedowns issue new shares and dilute existing holders. Resale registrations (424B3/B7) let existing holders sell and do not create new shares. Secondary sales by insiders also do not dilute. Each row here is labeled with what it is.