RCKY offering history
Every offering-related filing in ROCKY BRANDS, INC.’s recent SEC record — registrations (announced capacity) kept separate from pricing documents (executed sales). Reviewed 1,001 filings back to May 5, 2010.
| Date | Filing | What it means | |
|---|---|---|---|
| May 12, 2014 | EFFECT → | EFFECTIVE | SEC declared a registration effective — selling can begin |
| May 5, 2014 | S-3/A → | REGISTERED | S-3/A registration — capacity to sell shares, not a sale yet |
| May 31, 2013 | S-3 → | REGISTERED | S-3 registration — capacity to sell shares, not a sale yet |
| May 11, 2010 | 424B5 → | EXECUTED | Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm) |
| May 10, 2010 | 424B5 → | EXECUTED | Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm) |
| May 6, 2010 | EFFECT → | EFFECTIVE | SEC declared a registration effective — selling can begin |
| May 5, 2010 | S-3/A → | REGISTERED | S-3/A registration — capacity to sell shares, not a sale yet |
Two honest limits. (1) A 424B takedown can price shares or notes— EDGAR’s metadata doesn’t say which, so open the document: large investment-grade filers use these mostly for bond deals (no dilution), small-caps mostly for shares. (2) At-the-market (ATM) programs sell shares gradually and individual sales are not separately filed — the visible footprint is the enabling shelf and its 424B5; actual ATM share counts surface later in the 10-Q/10-K share count. Educational information from public filings, not investment advice.
RCKY offering FAQ
When did RCKY last execute an offering?
Per SEC filings, ROCKY BRANDS, INC.'s most recent priced offering document is a 424B5 filed 2010-05-11. Note a 424B takedown can price shares or notes (debt) — the linked document says which.
When did RCKY last announce or register an offering?
The most recent registration is a S-3/A filed 2014-05-05. A registration is capacity to sell shares — not a sale.
Does an offering always mean dilution?
Registered direct offerings and shelf takedowns issue new shares and dilute existing holders. Resale registrations (424B3/B7) let existing holders sell and do not create new shares. Secondary sales by insiders also do not dilute. Each row here is labeled with what it is.