Offerings // PALVELLA THERAPEUTICS, INC.

PVLA offering history

Every offering-related filing in PALVELLA THERAPEUTICS, INC.’s recent SEC record — registrations (announced capacity) kept separate from pricing documents (executed sales). Reviewed 798 filings back to Aug 20, 2013.

Last executed offering

Feb 26, 2026

424B5 — priced deal (shares or notes)

Last registration (announced)

Jan 2, 2026

S-3 — capacity, not a sale

Executed, last 12 months

424B pricings + 8-K 3.02 sales

Registered, last 12 months

S-1/S-3/F-series registrations

Date	Filing		What it means
Feb 26, 2026	424B5 →	EXECUTED	Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm)
Feb 24, 2026	424B5 →	EXECUTED	Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm)
Jan 29, 2026	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Jan 2, 2026	S-3 →	REGISTERED	S-3 registration — capacity to sell shares, not a sale yet
Jan 17, 2025	424B3 →	UPDATE	Prospectus update — often a resale registration, not necessarily new capital
Jan 16, 2025	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Jan 14, 2025	S-1/A →	REGISTERED	S-1/A registration — capacity to sell shares, not a sale yet
Dec 31, 2024	S-1 →	REGISTERED	S-1 registration — capacity to sell shares, not a sale yet
Dec 16, 2024	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
Nov 8, 2024	424B3 →	UPDATE	Prospectus update — often a resale registration, not necessarily new capital
Nov 8, 2024	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Aug 8, 2024	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
Jul 24, 2024	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
Nov 4, 2022	424B5 →	EXECUTED	Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm)
Aug 13, 2021	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Aug 5, 2021	S-3 →	REGISTERED	S-3 registration — capacity to sell shares, not a sale yet
Jun 1, 2021	424B3 →	UPDATE	Prospectus update — often a resale registration, not necessarily new capital
May 28, 2021	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
May 21, 2021	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
May 17, 2021	S-3 →	REGISTERED	S-3 registration — capacity to sell shares, not a sale yet
Mar 30, 2021	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
Mar 25, 2021	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
Apr 6, 2020	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
Dec 12, 2019	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Dec 4, 2019	S-3 →	REGISTERED	S-3 registration — capacity to sell shares, not a sale yet
Nov 12, 2019	424B5 →	EXECUTED	Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm)
Nov 4, 2019	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
Aug 9, 2019	424B5 →	EXECUTED	Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm)
Feb 4, 2019	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
Aug 24, 2018	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Aug 9, 2018	S-3 →	REGISTERED	S-3 registration — capacity to sell shares, not a sale yet
Feb 14, 2018	424B5 →	EXECUTED	Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm)
Feb 13, 2018	424B5 →	EXECUTED	Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm)
Oct 5, 2016	424B5 →	EXECUTED	Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm)
Aug 4, 2016	424B3 →	UPDATE	Prospectus update — often a resale registration, not necessarily new capital
Aug 4, 2016	424B3 →	UPDATE	Prospectus update — often a resale registration, not necessarily new capital
Aug 3, 2016	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Aug 3, 2016	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Aug 3, 2016	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Jul 28, 2016	S-3/A →	REGISTERED	S-3/A registration — capacity to sell shares, not a sale yet

PVLA offering-related filings from SEC EDGAR, newest first (capped at 40). Each links to the original document.

Two honest limits. (1) A 424B takedown can price shares or notes— EDGAR’s metadata doesn’t say which, so open the document: large investment-grade filers use these mostly for bond deals (no dilution), small-caps mostly for shares. (2) At-the-market (ATM) programs sell shares gradually and individual sales are not separately filed — the visible footprint is the enabling shelf and its 424B5; actual ATM share counts surface later in the 10-Q/10-K share count. Educational information from public filings, not investment advice.

Is a shelf active now? →Do they need money? →Red flags →Full PVLA workspace →

PVLA offering FAQ

When did PVLA last execute an offering?

Per SEC filings, PALVELLA THERAPEUTICS, INC.'s most recent priced offering document is a 424B5 filed 2026-02-26. Note a 424B takedown can price shares or notes (debt) — the linked document says which.

When did PVLA last announce or register an offering?

The most recent registration is a S-3 filed 2026-01-02. A registration is capacity to sell shares — not a sale.

Does an offering always mean dilution?

Registered direct offerings and shelf takedowns issue new shares and dilute existing holders. Resale registrations (424B3/B7) let existing holders sell and do not create new shares. Secondary sales by insiders also do not dilute. Each row here is labeled with what it is.